Glenn A. Maslyn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Ansley Maslyn was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1991. Glenn had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2014 - July 7, 2020
TRANSAMERICA RETIREMENT ADVISORS, LLC
February 27, 2014 - July 7, 2020
TRANSAMERICA INVESTORS SECURITIES, LLC
January 30, 2012 - February 6, 2014
STRATEGIC ADVISERS LLC
November 17, 2011 - February 5, 2014
FIDELITY BROKERAGE SERVICES LLC
June 8, 2005 - October 24, 2011
TRANSAMERICA INVESTORS SECURITIES, LLC
August 30, 2001 - January 27, 2005
T. ROWE PRICE ADVISORY SERVICES, INC.
April 12, 2001 - January 18, 2005
T. ROWE PRICE INVESTMENT SERVICES, INC.
August 20, 1991 - June 10, 1998
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
