Michael Vincent Mortellaro
Professional Summary
Michael Vincent Mortellaro is a registered financial advisor currently at SIMPLICITY WEALTH located in Summit, New Jersey and THE LEADERS GROUP, INC. located in Summit, New Jersey. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
1ST CHOICE WEALTH | VISION7 ADVISORY | VELTEN WATERHOUSE ADVISORS | VANTAGE FINANCIAL GROUP | UNIVERSAL FINANCIAL CONSULTANTS (UFC) | UFC WEALTH | TURNSTART WEALTH | TUCKER FINANCIAL SERVICES | TRIUMPH PLANNING SOLUTIONS LLC | TRIUMPH PLANNING SOLUTIONS | THE WHISLER AGENCY | THE RETIREMENT STRATEGIES | THE CORE FINANCIAL GROUP | THE BINNACLE GROUP | TAYLOR WEALTH AND INSURANCE | TAYLOR WEALTH & INSURANCE | TAX SMART INVESTING AND PLANNING | SUMMIT WEALTH DESIGNS | STRATEGIC WEALTH PLANNING GROUP | STEWARD FINANCIAL SERVICES | STAYRETIRED WEALTH | SSTX WEALTH | SMITHS FINANCIAL SOLUTIONS | SIMPLICITY WEALTH LLC | SIMPLICITY WEALTH | SIMPLICITY SOLUTIONS | SIMPLICITY GUARDIAN | SILVER SUMMIT FINANCIAL | SIAMO ADVISORS | SERENITY WEALTH | SENIOR TAX ADVISORY GROUP | SBC FINANCIAL | SAWTOOTH WEALTH ADVISORS | SAGE FINANCIAL NETWORK INC. | SACHS FINANCIAL | ROSELAND RETIREMENT PLANNING | ROSELAND | RIGHTWAY INVESTMENTS | RHOADS AGENCY | RETIREMENT STRATEGIES GROUP | RETIREMENT KEY | RETIREMENT INCOME SPECIALISTS | RETIRE PRO | RETIRE ESTATE PLAN | RELIANT WEALTH MANAGEMENT | REABURN CAPITAL | PROTECTIVE WEALTH STRATEGIES | PROTECTED TOMORROWS | PROSPERITY AND LEGACY WEALTH MANAGEMENT | PROFESSIONAL PLANNING SERVICES | PRINCIPLED INSURANCE AGENCY | PRESTIGE FINANCIAL ADVISORS | PRESTIGE FINANCIAL | PRESERVATION WEALTH CONSULTANTS | PRECISE CAPITAL | PERSONAL ECONOMICS FINANCIAL GROUP | PEACE OF MIND FINANCE | NORTHLAND FINANCIAL | NORTH AMERICAN FINANCIAL SERVICES | NMS PORTFOLIO | NEXT PHASE MONEY MANAGEMENT | NCI WEALTH MANAGEMENT | MONETA WEALTH MANAGEMENT | MODERN EDGE CAPITAL | MKH FINANCIAL SERVICES | MERIDIAN WEALTH | MEMORIAL ASSET PROTECTION PLAN | MCGLINN FINANCIAL SERVICES | MAP ADVISORY | MALARIK FINANCIAL SERVICES | MAH FINANCIAL SERVICES | MACMUNN FINANCIAL MANGEMENT | M S WEALTH MANAGEMENT | LRM RETIREMENT | LIQUIDITY PARTNERS | LEGACY PRIVATE WEALTH | LARKINS WEALTH | LANGFORD WEALTH MANAGEMENT | LAKEVIEW FINANCIAL SOLUTIONS | LAKES FINANCIAL | KRUEGER WEALTH | KING FINANCIAL SERVICES | JUNIPER WEALTH MANAGEMENT | JULIET CARDONA FINANCIAL | JCHRISTOPHER ADVISORS | J MARTIN FINANCIAL SERVICES | INTEGRATIVE WEALTH | INSIGHT COLLEGE AND FINANCIAL SOLUTIONS | INDEPENDENT TRUST WEALTH MANAGEMENT | HUX CAPITAL MANAGEMENT | HURT AND ASSOCIATES | HOFFMAN GRIFFITH WEALTH PLANNING | HINES-WEALTH MANAGEMENT | HINES WEALTH MANAGEMENT | HERMANN FINANCIAL GROUP | HELP PROTECT AND GROW | HEART FINANCIAL GROUP | HEADSAIL FINANCIAL | HATHAWAY INVESTMENTS | HARBOUR VIEW ADVISORS | H AND W FINANCIAL SERVICES | GUARDIAN WEALTH MANAGEMENT | GREENEFI WEALTH STRATEGIES | GREEN WEALTH MANAGEMENT | GRANITE ROCK WEALTH MANAGEMENT | GENERATIONAL WEALTH TEAM | FWA WEALTH ADVISORS | FRONT PAGE FINANCIAL ADVISORS | FREEDOM WEALTH SERVICES | FREEDOM WEALTH | FRANKLIN HENLEY FINANCIAL | FIRSTFRUITS ASSET MANAGEMENT | FIRST INCOME ADVISORS | FIRST FRUITS ASSET MANAGEMENT | FINANCIAL SECURITY MANAGEMENT AGENCY | FDL FINANCIAL | FAMILY WEALTH AND VESTUS | FAIRWAY FINANCIAL PARTNERS | EXPERITY WEALTH | EVERGREEN RETIREMENT SOLUTIONS | ESTATE AND RETIREMENT RESOURCES | ERISMAN WEALTH MANAGEMENT | EPERSONAL FINANCIAL | EMPOWERED WEALTH MANAGEMENT | DREAMCAP INVESTMENTS | DREAM CAP INVESTMENTS | DIVERSIFIED RETIREMENT AND WEALTH | DIAMOND LIFE PLANNING | DEVELOP YOUR COLLEGE GAME PLAN | DAK FINANCIAL GROUP | CREATIVE RETIREMENT PLANNING | CONCEIRGE FINANCIAL | COMMONWEALTH GUARDIANS | CLEAR VISION PLANNING | CLARK WEALTH, LLC | CHEVALIER WEALTH AND ASSOCIATES | CHART WELLS FINANCIAL | CARUTHER'S WEALTH SOLUTIONS | CAPSTONE FINANCIAL ASSOCIATES | CAPITAL PLANNING LLC | BTL TAX AND FINANCIAL | BROWNSTONE FINANCIAL GROUP | BRIGHTPATH FINANCIAL | BRETT REID WEALTH | BLUEROCK FINANCIAL MANAGEMENT | BLUEPOINT WEALTH MANAGEMENT | BEST INTEREST WEALTH PLANNING | BERGEN FINANCIAL GROUP | BENEFIT RFP | BENEFICIAL WEALTH | BEACON ASSOCIATES | BAYOU CITY FINANCIAL ADVISORS | BANKSTON WEALTH MANAGEMENT | AUGUST H VELTEN & ASSOCIATES | ATARAXIS FINANCIAL PLANNING | APTUS WEALTH MANAGEMENT | ALWAYS HELPING WM | ABUNDANT LIVING FINANCIAL SERVICES | ABRAMS INSURANCE SOLUTIONS | ABRAMS INC | ABOOD WEALTH MANAGEMENT...
Contact Information
Main Address
475 Springfield Ave. Suite #1, Summit, NJ 07901Phone Number
(844) 220-8326# of Employees
424SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
14,045AUM (Assets Under Management)
$4,271,040,743Similar Advisors
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Primary Firm SEC Registration
1ST CHOICE WEALTH | VISION7 ADVISORY | VELTEN WATERHOUSE ADVISORS | VANTAGE FINANCIAL GROUP | UNIVERSAL FINANCIAL CONSULTANTS (UFC) | UFC WEALTH | TURNSTART WEALTH | TUCKER FINANCIAL SERVICES | TRIUMPH PLANNING SOLUTIONS LLC | TRIUMPH PLANNING SOLUTIONS | THE WHISLER AGENCY | THE RETIREMENT STRATEGIES | THE CORE FINANCIAL GROUP | THE BINNACLE GROUP | TAYLOR WEALTH AND INSURANCE | TAYLOR WEALTH & INSURANCE | TAX SMART INVESTING AND PLANNING | SUMMIT WEALTH DESIGNS | STRATEGIC WEALTH PLANNING GROUP | STEWARD FINANCIAL SERVICES | STAYRETIRED WEALTH | SSTX WEALTH | SMITHS FINANCIAL SOLUTIONS | SIMPLICITY WEALTH LLC | SIMPLICITY WEALTH | SIMPLICITY SOLUTIONS | SIMPLICITY GUARDIAN | SILVER SUMMIT FINANCIAL | SIAMO ADVISORS | SERENITY WEALTH | SENIOR TAX ADVISORY GROUP | SBC FINANCIAL | SAWTOOTH WEALTH ADVISORS | SAGE FINANCIAL NETWORK INC. | SACHS FINANCIAL | ROSELAND RETIREMENT PLANNING | ROSELAND | RIGHTWAY INVESTMENTS | RHOADS AGENCY | RETIREMENT STRATEGIES GROUP | RETIREMENT KEY | RETIREMENT INCOME SPECIALISTS | RETIRE PRO | RETIRE ESTATE PLAN | RELIANT WEALTH MANAGEMENT | REABURN CAPITAL | PROTECTIVE WEALTH STRATEGIES | PROTECTED TOMORROWS | PROSPERITY AND LEGACY WEALTH MANAGEMENT | PROFESSIONAL PLANNING SERVICES | PRINCIPLED INSURANCE AGENCY | PRESTIGE FINANCIAL ADVISORS | PRESTIGE FINANCIAL | PRESERVATION WEALTH CONSULTANTS | PRECISE CAPITAL | PERSONAL ECONOMICS FINANCIAL GROUP | PEACE OF MIND FINANCE | NORTHLAND FINANCIAL | NORTH AMERICAN FINANCIAL SERVICES | NMS PORTFOLIO | NEXT PHASE MONEY MANAGEMENT | NCI WEALTH MANAGEMENT | MONETA WEALTH MANAGEMENT | MODERN EDGE CAPITAL | MKH FINANCIAL SERVICES | MERIDIAN WEALTH | MEMORIAL ASSET PROTECTION PLAN | MCGLINN FINANCIAL SERVICES | MAP ADVISORY | MALARIK FINANCIAL SERVICES | MAH FINANCIAL SERVICES | MACMUNN FINANCIAL MANGEMENT | M S WEALTH MANAGEMENT | LRM RETIREMENT | LIQUIDITY PARTNERS | LEGACY PRIVATE WEALTH | LARKINS WEALTH | LANGFORD WEALTH MANAGEMENT | LAKEVIEW FINANCIAL SOLUTIONS | LAKES FINANCIAL | KRUEGER WEALTH | KING FINANCIAL SERVICES | JUNIPER WEALTH MANAGEMENT | JULIET CARDONA FINANCIAL | JCHRISTOPHER ADVISORS | J MARTIN FINANCIAL SERVICES | INTEGRATIVE WEALTH | INSIGHT COLLEGE AND FINANCIAL SOLUTIONS | INDEPENDENT TRUST WEALTH MANAGEMENT | HUX CAPITAL MANAGEMENT | HURT AND ASSOCIATES | HOFFMAN GRIFFITH WEALTH PLANNING | HINES-WEALTH MANAGEMENT | HINES WEALTH MANAGEMENT | HERMANN FINANCIAL GROUP | HELP PROTECT AND GROW | HEART FINANCIAL GROUP | HEADSAIL FINANCIAL | HATHAWAY INVESTMENTS | HARBOUR VIEW ADVISORS | H AND W FINANCIAL SERVICES | GUARDIAN WEALTH MANAGEMENT | GREENEFI WEALTH STRATEGIES | GREEN WEALTH MANAGEMENT | GRANITE ROCK WEALTH MANAGEMENT | GENERATIONAL WEALTH TEAM | FWA WEALTH ADVISORS | FRONT PAGE FINANCIAL ADVISORS | FREEDOM WEALTH SERVICES | FREEDOM WEALTH | FRANKLIN HENLEY FINANCIAL | FIRSTFRUITS ASSET MANAGEMENT | FIRST INCOME ADVISORS | FIRST FRUITS ASSET MANAGEMENT | FINANCIAL SECURITY MANAGEMENT AGENCY | FDL FINANCIAL | FAMILY WEALTH AND VESTUS | FAIRWAY FINANCIAL PARTNERS | EXPERITY WEALTH | EVERGREEN RETIREMENT SOLUTIONS | ESTATE AND RETIREMENT RESOURCES | ERISMAN WEALTH MANAGEMENT | EPERSONAL FINANCIAL | EMPOWERED WEALTH MANAGEMENT | DREAMCAP INVESTMENTS | DREAM CAP INVESTMENTS | DIVERSIFIED RETIREMENT AND WEALTH | DIAMOND LIFE PLANNING | DEVELOP YOUR COLLEGE GAME PLAN | DAK FINANCIAL GROUP | CREATIVE RETIREMENT PLANNING | CONCEIRGE FINANCIAL | COMMONWEALTH GUARDIANS | CLEAR VISION PLANNING | CLARK WEALTH, LLC | CHEVALIER WEALTH AND ASSOCIATES | CHART WELLS FINANCIAL | CARUTHER'S WEALTH SOLUTIONS | CAPSTONE FINANCIAL ASSOCIATES | CAPITAL PLANNING LLC | BTL TAX AND FINANCIAL | BROWNSTONE FINANCIAL GROUP | BRIGHTPATH FINANCIAL | BRETT REID WEALTH | BLUEROCK FINANCIAL MANAGEMENT | BLUEPOINT WEALTH MANAGEMENT | BEST INTEREST WEALTH PLANNING | BERGEN FINANCIAL GROUP | BENEFIT RFP | BENEFICIAL WEALTH | BEACON ASSOCIATES | BAYOU CITY FINANCIAL ADVISORS | BANKSTON WEALTH MANAGEMENT | AUGUST H VELTEN & ASSOCIATES | ATARAXIS FINANCIAL PLANNING | APTUS WEALTH MANAGEMENT | ALWAYS HELPING WM | ABUNDANT LIVING FINANCIAL SERVICES | ABRAMS INSURANCE SOLUTIONS | ABRAMS INC | ABOOD WEALTH MANAGEMENT...
State Registrations and Notice Filings
(10/9/2023)
(12/5/2023)
(10/9/2023)
(12/12/2023)
(12/12/2023)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed May 1994SRO Registrations
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Vincent Mortellaro's CRS (Customer Relationship Summary).
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PFS INVESTMENTS INC.
