Peter M. Bazylewicz

GUZMAN & COMPANY

Coral Gables, FL 33134-5426

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CRD#: 2142678

Professional summary

Peter Michael Bazylewicz is a registered financial professional currently at GUZMAN & COMPANY located in Coral Gables, Florida.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1993. Peter has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Michael Bazylewicz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2014 - Present

GUZMAN & COMPANY

Office #1: 101 Aragon Avenue, Coral Gables, FL 33134-5426Office #2: 101 Aragon Avenue, Coral Gables, FL 33134Office #3: 19419 Se Hidden Bridge Court, Jupiter, FL 33458

CRD#: 21013

Coral Gables, FL

Past

October 14, 2013 - July 2, 2014

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

BOCA RATON, FL

Past

April 16, 2003 - January 31, 2012

VIRTU ITG LLC

CRD#: 29299

NEW YORK, NY

Past

June 27, 2001 - April 10, 2003

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

September 21, 2000 - June 18, 2001

EPOCH SECURITIES, INC.

CRD#: 103899

SOUTHBOROUGH, MA

Past

December 2, 1997 - September 7, 2000

VIRTU ITG LLC

CRD#: 29299

NEW YORK, NY

Past

May 26, 1993 - January 25, 1996

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/24/2014)

Maryland
(7/24/2014)

New York
(7/24/2014)

Exams

State Security Law Exam

Series 63

Date: 12/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/6/2006

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 5/25/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/17/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 2/21/2007

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/14/2001

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

Current Firm

GUZMAN & COMPANY

CRD#: 21013 / SEC#: , 8-38646

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

101 Aragon Avenue, Coral Gables, FL 33134-5426

Mailing Address

101 Aragon Avenue, Coral Gables, FL 33134-5426

Phone number

(305) 374-3600

Established

Florida since 01/28/1987

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (25 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
GUZMAN, LEOPOLDO EUGENIO	PRESIDENT AND OWNER
BAZYLEWICZ, PETER MICHAEL	CHIEF OPERATING OFFICER	2142678
GUZMAN, SUSAN COVERT	CORPORATE SECRETARY AND DIRECTOR	1750039
MILLER, ALEXIS GUZMAN	CHIEF FINANCIAL OFFICER, POO, PFO	5014670
TORIBIO, LUIS A	CHIEF COMPLIANCE OFFICER	6248172

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter M. Bazylewicz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Michael Bazylewicz's CRS (Customer Relationship Summary).

Certified licenses

Experience

TULLETT PREBON FINANCIAL SERVICES LLC

VIRTU ITG LLC

UBS CAPITAL MARKETS L.P.

EPOCH SECURITIES, INC.

VIRTU ITG LLC

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/9/1997

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 2/6/2006

Series 55

Date: 5/25/1999

Series 7

Date: 5/17/1993

Series 4

Date: 2/21/2007

Series 24

Date: 8/14/2001

FINRA

Investors' Exchange LLC

Current Firm

GUZMAN & COMPANY

Contact information

FINRA licenses (25 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GUZMAN & COMPANY

TRUST BUT VERIFY

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