Melvin E. Dawson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Edwin Dawson JR, who also goes by Mel Dawson Jr, Mel Dawson, was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1991. Melvin had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2014 - August 1, 2016
SIMMONS FIRST INVESTMENT GROUP, INC.
December 3, 2014 - August 1, 2016
SIMMONS FIRST INVESTMENT GROUP, INC.
January 2, 2009 - December 4, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
December 27, 1999 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 4, 1999 - December 4, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 11, 1998 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
August 18, 1995 - September 14, 1998
IFMG SECURITIES, INC.
October 12, 1993 - August 23, 1995
WALL STREET ACCESS
February 24, 1993 - October 13, 1993
CETERA INVESTMENT SERVICES LLC
May 20, 1991 - February 19, 1993
METROPOLITAN LIFE INSURANCE COMPANY
May 20, 1991 - February 19, 1993
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIMMONS FIRST INVESTMENT GROUP, INC.
CRD#: 47439 / SEC#: 801-108161, 8-51795
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIMMONS BANK | 100% OWNER | |
| CASTEEL, MARTY DALE | DIRECTOR | |
| CLEMENT, JOE WINTERS III | DIRECTOR | 1305699 |
| CURZON, WILLIAM CARY | PRESIDENT | |
| FEHLMAN, ROBERT A | DIRECTOR | |
| JOHNSON, ANGELA LEIGH | CHIEF FINANCIAL OFFICER | 5389137 |
| JOHNSON, RICHARD WAYNE | DIRECTOR | 260111 |
| TAPPAN, PHILIP ANDREW | DIRECTOR | 1197696 |
| WITT, LAURA LEA | CCO | 5699623 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
