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EJ

Eric William Johnson

CRD# 2142522·Registered 1991 - 2014
Barred: Eric William Johnson was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Eric William Johnson was a registered financial advisor. Eric was a previously registered financial advisor and started their career in finance 1991 - 2014. Eric had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

REDRIDGE SECURITIES, INC.·CRD# 45976
BD
Chicago, IL
March 15, 1999 - September 24, 2014
H.D. BRENT & COMPANY, INC.·CRD# 122884
RIA
Chicago, IL
October 9, 1998 - October 1, 2014
PROGRAM TRADING CORP.·CRD# 36740
BD
Boca Raton, FL
April 30, 1996 - June 7, 1999
STEIN, SHORE SECURITIES, INC.·CRD# 31294
BD
Orlando, FL
November 17, 1993 - May 6, 1996
EMANUEL AND COMPANY·CRD# 7309
BD
New York, NY
January 22, 1992 - November 29, 1993
BARING & BROWN, INC.·CRD# 24929
BD
May 31, 1991 - January 27, 1992

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Current Firm

RS
REDRIDGE SECURITIES, INC.

H.D. BRENT & COMPANY, INC. | REDRIDGE SECURITIES, INC.

CRD#: 45976 / SEC#: 8-51259
BD
Cancelled by SEC on 06/19/2018

Contact Information

Established

Illinois since 12/08/1997

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
REDRIDGE SECURITIES HOLDINGS, LLCSHAREHOLDER—
H.D.B. HOLDINGS, INC.SHAREHOLDER—
HURT, BRENT DAVIDPRESIDENT/CHIEF COMPLIANCE OFFICER/FIN OP1976536

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1991About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Mar 2002About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 1998About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jul 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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