Eric W. Johnson
Professional summary
Eric William Johnson was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eric is a previously registered financial advisor and started their career in finance in 1991. Prior to being barred, Eric had worked at 6 firms, which includes REDRIDGE SECURITIES INC., H.D. BRENT & COMPANY INC., PROGRAM TRADING CORP., STEIN SHORE SECURITIES INC., EMANUEL AND COMPANY, BARING & BROWN INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 1999 - September 24, 2014
REDRIDGE SECURITIES, INC.
October 9, 1998 - October 1, 2014
H.D. BRENT & COMPANY, INC.
April 30, 1996 - June 7, 1999
PROGRAM TRADING CORP.
November 17, 1993 - May 6, 1996
STEIN, SHORE SECURITIES, INC.
January 22, 1992 - November 29, 1993
EMANUEL AND COMPANY
May 31, 1991 - January 27, 1992
BARING & BROWN, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
REDRIDGE SECURITIES, INC.
CRD#: 45976 / SEC#: , 8-51259
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REDRIDGE SECURITIES HOLDINGS, LLC | SHAREHOLDER | |
| H.D.B. HOLDINGS, INC. | SHAREHOLDER | |
| HURT, BRENT DAVID | PRESIDENT/CHIEF COMPLIANCE OFFICER/FIN OP | 1976536 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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