David S. Samuels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Steven Samuels, CFP®, who also goes by Dave Steven Samuels, David Samuels, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1991. David had worked at 16 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2000
Experience
July 2, 2021 - January 2, 2025
CORINTHIAN WEALTH MANAGEMENT
November 6, 2020 - July 1, 2021
ARBOR POINT ADVISORS
April 4, 2017 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
September 29, 2016 - December 15, 2017
SOWELL MANAGEMENT
June 16, 2010 - June 30, 2017
CONCERT WEALTH MANAGEMENT
January 31, 2007 - October 29, 2010
CORINTHIAN WEALTH MANAGEMENT
October 31, 2005 - April 13, 2007
OSAIC SERVICES, INC.
October 31, 2005 - April 13, 2007
OSAIC SERVICES, INC.
December 30, 1998 - October 31, 2005
SENTRA SECURITIES CORPORATION
December 18, 1998 - October 31, 2005
SENTRA SECURITIES CORPORATION
September 8, 1998 - January 14, 1999
EQUITY PROGRAMS CORPORATION
March 8, 1997 - October 6, 1998
SPECTRUM SECURITIES, INC.
August 29, 1996 - January 17, 1997
OSAIC WEALTH, INC.
January 29, 1996 - July 22, 1996
THE BOSTON GROUP
March 7, 1994 - January 12, 1996
LAZAR FREDERICK & COMPANY
September 13, 1993 - May 3, 1994
PFS INVESTMENTS INC.
July 5, 1991 - October 22, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 5, 1991 - October 22, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORINTHIAN WEALTH MANAGEMENT
CRD#: 312196 / SEC#: 801-120513
Contact information
Regulatory assets under management
| Total Number of Accounts | 186 |
| AUM (Assets Under Management) | $ 105,130,306 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
