Marc L. Goldstein

ATCAP PARTNERS

New Yok, NY 10004

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CRD#: 2142352

Professional summary

Marc Lester Goldstein, who also goes by Marc Lester, is a registered financial advisor currently at ATCAP PARTNERS, LLC located in New Yok, New York and CEROS FINANCIAL SERVICES, INC. located in New York, New York.

Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Marc has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marc Lester

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) SCALP MICROPIGMENTION (SMPLI) OF LONG ISLAND NOT INVESTMENT RELATED 366 NORTH BROADWAY JERICHO, NY 11753 HAIR RESTORATION, PARTNER PASSIVE INVESTOR IN A SCALP MICROPIGMENTATION BUSINESS START AUGUST 2015 3-4 HRS PER MONTH ZERO DURING TRADING HRS...(2) NEW YORK STATE TROOPERS SIGNAL 30 BENEFIT FUND CARITABLE FOUNDATION BOARD MEMBER START 3/2018 ZERO HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Lester Goldstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2022 - Present

ATCAP PARTNERS, LLC

Office #1: 80 Broad Street 29th Floor, New Yok, NY, 10004

RIA

CRD#: 158214

New Yok, NY

Current

August 11, 2022 - Present

CEROS FINANCIAL SERVICES, INC.

Office #1: 80 Broad Street 29th Floor, New York, NY 10004

CRD#: 37869

New York, NY

Past

July 22, 2022 - August 16, 2022

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

Huntington, NY

Past

March 18, 2014 - March 15, 2023

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

HUNTINGTON, NY

Past

July 29, 2009 - April 23, 2012

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

NEW YORK CITY, NY

Past

March 26, 2009 - July 22, 2022

NATIONAL SECURITIES CORPORATION

CRD#: 7569

HUNTINGTON, NY

Past

October 23, 1996 - March 27, 2009

EASTBROOK CAPITAL GROUP LLC

CRD#: 39781

NEW YORK, NY

Past

March 1, 1996 - October 29, 1996

NORTHEAST SECURITIES, LLC

CRD#: 25996

MITCHELFIELD, NY

Past

January 8, 1993 - March 6, 1996

PRIME CHARTER LTD.

CRD#: 25668

NEW YORK, NY

Past

October 30, 1992 - January 14, 1993

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Past

July 3, 1991 - April 3, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

July 3, 1991 - April 3, 1992

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATCAP PARTNERS, LLC

ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH

CRD#: 158214 / SEC#: 801-72617

RIA

Registered Investment Advisory firm - (7/25/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/11/2022)

Alaska
(8/11/2022)

Arizona
(8/11/2022)

Arkansas
(8/11/2022)

California
(8/11/2022)

Colorado
(8/11/2022)

Connecticut
(8/11/2022)

Delaware
(8/11/2022)

District of Columbia
(8/11/2022)

Florida
(8/11/2022)

Georgia
(8/11/2022)

Hawaii
(8/11/2022)

Idaho
(8/11/2022)

Illinois
(8/11/2022)

Indiana
(8/11/2022)

Iowa
(8/11/2022)

Kansas
(8/11/2022)

Kentucky
(8/11/2022)

Louisiana
(8/11/2022)

Maine
(8/12/2022)

Maryland
(8/11/2022)

Massachusetts
(8/11/2022)

Michigan
(8/11/2022)

Minnesota
(8/11/2022)

Mississippi
(8/11/2022)

Missouri
(8/11/2022)

Montana
(8/11/2022)

Nebraska
(8/11/2022)

Nevada
(8/11/2022)

New Hampshire
(8/11/2022)

New Jersey
(8/11/2022)

New Mexico
(8/11/2022)

New York
(8/11/2022)

IAR

New York
(8/11/2022)

North Carolina
(8/19/2022)

North Dakota
(8/11/2022)

Ohio
(8/11/2022)

Oklahoma
(8/11/2022)

Oregon
(8/11/2022)

Pennsylvania
(8/11/2022)

Puerto Rico
(8/11/2022)

Rhode Island
(8/11/2022)

South Carolina
(8/11/2022)

South Dakota
(8/11/2022)

Tennessee
(8/11/2022)

Texas
(8/11/2022)

Utah
(8/11/2022)

Vermont
(8/11/2022)

Virginia
(8/11/2022)

Washington
(3/24/2023)

West Virginia
(8/11/2022)

Wisconsin
(8/11/2022)

Wyoming
(8/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/13/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/10/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/28/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/2/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/29/2008

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/19/2000

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

ATCAP PARTNERS, LLC

ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH

CRD#: 158214 / SEC#: 801-72617

RIA

Registered Investment Advisory firm - (7/25/2011 Approved)

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Contact information

Main Address

1445 Research Boulevard #530, Rockville, MD 20850

Mailing Address

Phone number

(866) 842-3356

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATCAP PARTNERS- JULY 2022 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	220
AUM (Assets Under Management)	$ 62,948,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Marc L. Goldstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Lester Goldstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

CEROS FINANCIAL SERVICES, INC.

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH ADVISORS, INC.

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

EASTBROOK CAPITAL GROUP LLC

NORTHEAST SECURITIES, LLC

PRIME CHARTER LTD.

GKN SECURITIES CORP.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

ATCAP PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/13/2008

Series 63

Date: 11/10/1992

SIE

Date: 10/1/2018

Series 7

Date: 10/28/1992

Series 6

Date: 7/2/1991

Series 4

Date: 12/29/2008

Series 24

Date: 6/19/2000

FINRA

Nasdaq Stock Market

Current Firm

ATCAP PARTNERS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATCAP PARTNERS, LLC

TRUST BUT VERIFY

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