JG
Judy I. Goldis
VIMA
Troy, MI 48083
Some features on this profile are disabled
CRD#: 2142344
JG
Professional summary
Judy Ilene Goldis is a registered financial advisor currently at VIMA, LLC located in Troy, Michigan.
Judy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Judy has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GOLDIS FINANCIAL SERVICES;YES INVESTMENT RELATED; 4344 USNNINGDALE DRIVE, BLOOMFIELD HILLS, MI 48302; INSURANCE SALES; OWNER; START DATE 01/1991; APPROX 0 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) OLIVER LAGORE VANVALIN INVESTMENT GROUP; YES INVESTMENT RELATED; 607 E SECOND AVE, SUITE 100 FLINT MI 48502; REGISTERED INVESTMENT ADVISORY; INVESTMENT ADVISER REPRESENTATIVE; START DATE 05/2021; APPROX 80 HRS/MONTH; APPROX 80 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 3.) OLIVER LAGORE VANVALIN INVESTMENT GROUP; YES INVESTMENT RELATED; 38705 SEVEN MILE ROAD, SUITE155, LIVONIA, MI 48152; FINANCIAL ADVISOR; BROKERAGE SERVICES; START DATE 06/2021; APPROX 80 HRS/MONTH; APPROX 80 HRS/MONTH DURING TRADING; SECURITIES SALES AND SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Judy Ilene Goldis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2024 - Present
VIMA, LLC
Office #1: 200 E. Big Beaver Rd., Troy, MI 48083RIA
CRD#: 148833
Troy, MI
Past
June 11, 2021 - July 19, 2021
AE FINANCIAL SERVICES, LLC
BD
CRD#: 298608
TOPEKA, KS
Past
May 28, 2021 - August 12, 2024
OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC.
RIA
CRD#: 312989
BLOOMFIELD DRIVE, MI
Past
January 13, 2009 - May 5, 2021
SPC
RIA
CRD#: 110692
Bloomfield Hills, MI
Past
September 28, 2005 - December 31, 2006
SPC
RIA
CRD#: 110692
FARMINGTON HILLS, MI
Past
August 13, 1997 - May 5, 2021
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
Bloomfield Hills, MI
Past
December 21, 1995 - August 21, 1997
EAST - WEST CAPITAL CORPORATION
BD
CRD#: 16348
Past
February 2, 1994 - December 14, 1995
MARINER FINANCIAL SERVICES, INC.
BD
CRD#: 8292
LARGO, FL
Past
January 5, 1993 - February 14, 1994
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
August 5, 1991 - December 31, 1992
PLANNED INVESTMENTS INC.
BD
CRD#: 5066
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VL
VIMA, LLC
MORE THAN MONEY WEALTH ADVISORS | VIMA, LLC
CRD#: 148833 / SEC#: 801-129108
RIA
Registered Investment Advisory firm - (11/27/2023 Approved)Florida
Registered Investment Advisory firm - (12/12/2023 Terminated)Indiana
Registered Investment Advisory firm - (12/13/2023 Terminated)Michigan
Registered Investment Advisory firm - (12/19/2023 Terminated)Ohio
Registered Investment Advisory firm - (12/14/2023 Terminated)Texas
Registered Investment Advisory firm - (12/12/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(9/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VL
VIMA, LLC
MORE THAN MONEY WEALTH ADVISORS | VIMA, LLC
CRD#: 148833 / SEC#: 801-129108
RIA
Registered Investment Advisory firm - (11/27/2023 Approved)Florida
Registered Investment Advisory firm - (12/12/2023 Terminated)Indiana
Registered Investment Advisory firm - (12/13/2023 Terminated)Michigan
Registered Investment Advisory firm - (12/19/2023 Terminated)Ohio
Registered Investment Advisory firm - (12/14/2023 Terminated)Texas
Registered Investment Advisory firm - (12/12/2023 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
46 East Square Lake Rd., Troy, MI 48085
Mailing Address
Phone number
(248) 526-6700
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 897 |
| AUM (Assets Under Management) | $ 150,242,478 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/05/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
