David William Smith
Professional Summary
David William Smith is a registered financial advisor currently at FBL MARKETING SERVICES, LLC located in West Des Moines, Iowa. David is registered as a RR (Registered Representative) and started their career in finance in 1991. David has worked at 1 firm and has passed the Series 63, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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PRINCIPAL SECURITIES, INC.
Disclosures on record.
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PRINCIPAL SECURITIES, INC.
Years of Experience
35 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
EQUITRUST MARKETING SERVICES, INC. | PFS SALES, INC | FBL MARKETING SERVICES, LLC | FBL MARKETING SERVICES, INC. | EQUITRUST MARKETING SERVICES, LLC
Contact Information
Main Address
5400 University Avenue, West Des Moines, IA 50266Mailing Address
5400 University Avenue, West Des Moines, IA 50266Phone Number
(515) 225-5400Established
Iowa since 08/15/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FBL FINANCIAL GROUP, INC | OWNER | — |
| GLEASON, MATHEW EVERETTE | PRESIDENT | 6434929 |
| MAY, CLINT JAMES | VICE PRESIDENT ASSISTANT GENERAL COUNSEL | 4129595 |
| MCGONEGLE, JULIE MARIE | FINANCIAL SERVICES ADMINISTRATION VICE PRESIDENT | 2188891 |
| MORGAN, JENNIFER LEA | CHIEF COMPLIANCE OFFICER & ASST. SECRETARY | 2550729 |
| NELSON, JAMES ARTHUR | MANAGER LIFE ACCOUNTING AND FINOP | 4640561 |
| O'TOOL, MICHAEL DEAN | DIRECTOR COMPLIANCE | 2570040 |
| SEIBEL, DONALD JOSEPH | TREASURER | 6140054 |
| SHRYACK, CHRISTOPHER THOMAS | VICE PRESIDENT LIFE SALES | 2105590 |
| ST CLAIR, KARI LOUISE | DIRECTOR, MARKETING SVCS & FIELD SUPPORT | 3168561 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
(8/14/2026)
(10/28/2026)
(10/17/2022)
(8/28/2024)
(3/4/2024)
(2/1/2021)
(2/1/2021)
(2/1/2021)
(2/1/2021)
(6/10/2026)
(9/2/2022)
(9/29/2026)
(4/17/2024)
(6/12/2026)
(4/2/2025)
(6/18/2025)
(2/1/2021)
(7/20/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1991About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Nov 1998About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David William Smith's CRS (Customer Relationship Summary).
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PRINCIPAL SECURITIES, INC.