Aaron W. Lawson

CAMELBACK CAPITAL MANAGEMENT

Phoenix, AZ

Some features on this profile are disabled

CRD#: 2141960

Professional summary

Aaron Warren Lawson is a registered financial advisor currently at CAMELBACK CAPITAL MANAGEMENT, LLC located in Phoenix, Arizona.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Aaron has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 53 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Warren Lawson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2014 - Present

CAMELBACK CAPITAL MANAGEMENT, LLC

RIA

CRD#: 169524

Phoenix, AZ

Past

April 3, 2017 - July 18, 2017

FFEC WEALTH PARTNERS LLC

RIA

CRD#: 16507

SCOTTSDALE, AZ

Past

March 30, 2017 - July 18, 2017

FFEC WEALTH PARTNERS LLC

CRD#: 16507

SCOTTSDALE, AZ

Past

September 16, 2016 - April 3, 2017

SILBER BENNETT FINANCIAL, INC.

CRD#: 156435

Phoenix, AZ

Past

January 25, 1999 - September 30, 2016

LAWSON FINANCIAL CORPORATION

CRD#: 15261

PHOENIX, AZ

Past

June 10, 1998 - February 18, 1999

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

January 1, 1997 - March 9, 1998

TRADEPORTAL SECURITIES, INC.

CRD#: 25001

ALISO VIEJO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/22/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/21/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/30/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/26/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/18/2011

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 6/27/2011

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 4/30/2001

Registered Options Principal Examination

Current Firm

CAMELBACK CAPITAL MANAGEMENT, LLC

CAMELBACK CAPITAL MANAGEMENT, LLC | LAWSON CAPITAL ADVISORS, LLC

CRD#: 169524 / SEC#:

Arizona

Registered Investment Advisory firm - (9/22/2014 Approved)

Texas

Registered Investment Advisory firm - (9/8/2021 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Phoenix, AZ

Mailing Address

Phone number

(800) 777-5501

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	39
AUM (Assets Under Management)	$ 15,441,651

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Aaron W. Lawson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Warren Lawson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FFEC WEALTH PARTNERS LLC

FFEC WEALTH PARTNERS LLC

SILBER BENNETT FINANCIAL, INC.

LAWSON FINANCIAL CORPORATION

PRINCIPAL SECURITIES, INC.

TRADEPORTAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/21/2014

Series 63

Date: 12/30/1996

SIE

Date: 7/18/2017

Series 7

Date: 12/26/1996

Series 24

Date: 7/18/2011

Series 53

Date: 6/27/2011

Series 4

Date: 4/30/2001

Current Firm

CAMELBACK CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAMELBACK CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors