John E. Freund
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edison Freund was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1971. John had worked at 3 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55, Series 3, PC, Series 1, Series 24 and Series 40 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2017 - July 14, 2026
MCNALLY CAPITAL SECURITIES, LLC
November 28, 1997 - June 17, 2015
CITIGROUP GLOBAL MARKETS INC.
June 9, 1971 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 55
Date: 10/22/2010
Limited Representative-Equity Trader ExamPC
Date: 8/29/1977
AMEX Put and Call ExamSeries 1
Date: 6/3/1971
Registered Representative ExaminationSeries 40
Date: 12/19/1977
Registered Principal ExaminationCurrent Firm
MCNALLY CAPITAL SECURITIES, LLC
CRD#: 159725 / SEC#: , 8-69010
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY CAPITAL, LLC | SOLE MEMBER | |
| LENART, BRIAN DOUGLAS | CHIEF COMPLIANCE OFFICER, AMLCO, EXECUTIVE REPRESENTATIVE, CFO, FINOP, PFO/POO | 736107 |
Red Flags
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