Sean T. Gilmartin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Thomas Gilmartin, who also goes by Sean T Gilmartin, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 1991. Sean had worked at 8 firms and has passed the Series 63, Series 82TO, Series 55, Series 7, Series 14, Series 14A, Series 8, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2023 - January 11, 2024
GALAXY DIGITAL PARTNERS LLC
May 26, 2021 - February 17, 2023
DRIVEWEALTH, LLC
April 2, 2021 - February 17, 2023
DRIVEWEALTH INSTITUTIONAL LLC
March 23, 2012 - April 24, 2012
JEFFERIES HIGH YIELD TRADING, LLC
August 9, 2005 - January 15, 2015
JEFFERIES EXECUTION SERVICES, INC.
August 5, 2005 - January 15, 2015
JEFFERIES LLC
May 16, 1994 - July 12, 1996
BROADCORT CAPITAL CORP.
August 1, 1991 - July 22, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 5/2/2023
Limited Representative-Private Securities OfferingsSeries 55
Date: 7/22/1998
Limited Representative-Equity Trader ExamSeries 14A
Date: 7/25/1998
Compliance Official Specialist ExamSeries 8
Date: 2/9/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GALAXY DIGITAL PARTNERS LLC
CRD#: 289605 / SEC#: , 8-70001
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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