Harry I. Freund
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Isaac Freund was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1968. Harry had worked at 4 firms and has passed the PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1977 - October 5, 2006
BALFOUR INVESTORS INC.
June 20, 1973 - September 30, 1975
A C SECURITIES, INC.
February 22, 1971 - June 4, 1973
HAYDEN STONE INC.
August 14, 1968 - February 21, 1971
LOEB RHOADES & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/16/1977
AMEX Put and Call ExamSeries 1
Date: 8/12/1968
Registered Representative ExaminationSeries 40
Date: 3/25/1976
Registered Principal ExaminationCurrent Firm
BALFOUR INVESTORS INC.
CRD#: 7382 / SEC#: , 8-18488
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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