Vikas Mehrotra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vikas Mehrotra, who also goes by VIk Mehrotra, was a registered financial professional .
Vikas is a previously registered financial professional and started their career in finance in 1991. Vikas had worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2006 - August 14, 2007
VENUS INVESTMENT PARTNERS, LLC
November 11, 2004 - February 24, 2005
AMERIMUTUAL FUNDS DISTRIBUTOR, INC.
October 29, 2004 - December 31, 2019
VENUS CAPITAL MANAGEMENT INC
January 14, 2002 - December 31, 2002
CANTELLA & CO., INC.
June 22, 2000 - December 31, 2001
CANTELLA & CO., INC.
October 25, 1999 - June 9, 2000
WALLSTREET*E FINANCIAL SERVICES, INC.
September 14, 1995 - June 23, 1999
LOMBARD SECURITIES INCORPORATED
June 13, 1991 - January 21, 1994
UBS FINANCIAL SERVICES INC.
May 1, 1991 - July 1, 1991
PRINCETON FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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