Erich W. Tengelsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erich Walter Tengelsen was a registered financial professional .
Erich is a previously registered financial professional and started their career in finance in 1991. Erich had worked at 4 firms and has passed the Series 63, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2006 - August 21, 2019
CTC, LLC
January 3, 1995 - April 11, 1995
SBC WARBURG, INC.
September 2, 1992 - January 3, 1995
O'CONNOR & ASSOCIATES
May 23, 1991 - June 2, 1992
SBC WARBURG, INC.
April 24, 1991 - August 12, 1991
O'CONNOR INVESTMENTS
State Registrations and Notice Filings
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Exams
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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