Michael S. Zarriello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Sullivan Zarriello, who also goes by Michael Zarriello, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1991. Michael had worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2011 - June 8, 2015
CAIN BROTHERS & COMPANY, LLC
July 10, 2007 - May 9, 2008
MTS SECURITIES, LLC
March 26, 2002 - July 17, 2003
JESUP & LAMONT SECURITIES CORP
December 23, 1998 - April 25, 2002
KC MAY SECURITIES CORP.
June 21, 1991 - September 27, 1996
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAIN BROTHERS & COMPANY, LLC
CRD#: 13649 / SEC#: , 8-43078
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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