Ronald L. Fresh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Louis Fresh, who also goes by Ron Fresh, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1971. Ronald had worked at 10 firms and has passed the Series 63, SIE, Series 1, Series 24, Series 26 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2009 - December 31, 2017
USI ADVISORS
January 15, 2003 - December 31, 2016
USI SECURITIES, INC.
October 10, 2001 - December 31, 2017
USI SECURITIES, INC.
September 22, 1993 - October 9, 2001
ACORDIA SECURITIES, INC.
March 20, 1991 - August 13, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 20, 1991 - August 13, 1993
OSAIC FA, INC.
November 7, 1984 - March 28, 1991
VESTAX SECURITIES CORPORATION
May 18, 1984 - October 29, 1984
JOHN HANCOCK DISTRIBUTORS LLC
May 25, 1983 - May 16, 1984
WRP INVESTMENTS, INC.
September 13, 1971 - June 7, 1983
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 13, 1971 - June 7, 1983
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
USI ADVISORS
CRD#: 108113 / SEC#: 801-56622
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/7/1971
Registered Representative ExaminationCurrent Firm
USI ADVISORS
CRD#: 108113 / SEC#: 801-56622
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,346 |
| AUM (Assets Under Management) | $ 48,864,913,348 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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