Kenneth L. Freseman

S.G. LONG & COMPANY

Missoula, MT 59802

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CRD#: 214140

Professional summary

Kenneth Lowell Freseman is a registered financial advisor currently at S.G. LONG & COMPANY located in Missoula, Montana and SGL INVESTMENT ADVISORS, INC. located in Missoula, Montana.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Kenneth has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SGL Investment Advisor - Yes, investment related: Investment Advisor (firm affiliate) - shared address: 283 W Front St., Ste. 302, Missoula, MT 59802 - Investment Advisor Representative - same as SG Long start date: 8/2014 - approximately 20 hours per month during market hours - Serves as relationship manager and receives a % of fees for referrals.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lowell Freseman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2018 - Present

S.G. LONG & COMPANY

Office #1: 283 W. Front Street Suite 302, Missoula, MT 59802

RIA

CRD#: 47511

Missoula, MT

Current

January 7, 2021 - Present

SGL INVESTMENT ADVISORS, INC.

Office #1: 283 W. Front Street Suite 302, Missoula, MT 59802-4328

RIA

CRD#: 145167

Missoula, MT

Current

August 20, 2014 - Present

S.G. LONG & COMPANY

Office #1: 283 West Front Suite 302 Suite 302, Missoula, MT 59802-4328

RIA

CRD#: 47511

Missoula, MT

Past

May 1, 2009 - September 9, 2014

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

MISSOULA, MT

Past

May 1, 2009 - September 8, 2014

RBC CAPITAL MARKETS, LLC

CRD#: 31194

MISSOULA, MT

Past

January 1, 2008 - May 1, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MISSOULA, MT

Past

January 1, 2008 - May 1, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MISSOULA, MT

Past

December 7, 2006 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

MISSOULA, MT

Past

March 4, 1994 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

MISSOULA, MT

Past

January 4, 1988 - March 14, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

June 11, 1975 - January 15, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

January 30, 1974 - July 16, 1975

HARRIS GARY & FREDERICK INC

CRD#: 1000002

Past

June 11, 1969 - March 7, 1974

SHEARSON, HAMMILL & CO., INCORPORATED

CRD#: 766

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SGL INVESTMENT ADVISORS, INC.

SGL INVESTMENT ADVISORS, INC. | SGL INVESTMENT ADVISORY, INC.

CRD#: 145167 / SEC#: 801-80443

RIA

Registered Investment Advisory firm - (10/14/2014 Approved)

Montana

Registered Investment Advisory firm - (7/10/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/20/2014)

Minnesota
(12/26/2023)

Montana
(9/3/2014)

IAR

Montana
(1/16/2018)

Washington
(8/20/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/13/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/20/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 3/31/1967

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

SGL INVESTMENT ADVISORS, INC.

SGL INVESTMENT ADVISORS, INC. | SGL INVESTMENT ADVISORY, INC.

CRD#: 145167 / SEC#: 801-80443

RIA

Registered Investment Advisory firm - (10/14/2014 Approved)

Montana

Registered Investment Advisory firm - (7/10/2015 Terminated)

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Contact information

Main Address

283 W. Front Street Suite 302, Missoula, MT 59802-4328

Mailing Address

Phone number

(406) 721-0999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SGL INVESTMENT ADVISORS, INC. BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	1,236
AUM (Assets Under Management)	$ 391,569,109

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kenneth L. Freseman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lowell Freseman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SGL INVESTMENT ADVISORS, INC.

S.G. LONG & COMPANY

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

PRUDENTIAL EQUITY GROUP, LLC

E. F. HUTTON & COMPANY INC

HARRIS GARY & FREDERICK INC

SHEARSON, HAMMILL & CO., INCORPORATED

Primary Firm SEC Registration

SGL INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/13/1992

Series 63

Date: 12/20/1991

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 3/31/1967

FINRA

Current Firm

SGL INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SGL INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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