JM
Jeffrey S. Mortenson
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CRD#: 2141398
JM
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Scott Mortenson, CFP® was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1991. Jeffrey had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Past
May 15, 2019 - February 9, 2022
INTEGRATED WEALTH CONCEPTS LLC
RIA
CRD#: 284656
San Diego, CA
Past
May 14, 2019 - February 23, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN DIEGO, CA
Past
July 8, 1997 - May 15, 2019
OSAIC FA, INC.
RIA
CRD#: 3978
SAN DIEGO, CA
Past
December 19, 1995 - May 16, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
December 19, 1995 - May 15, 2019
OSAIC FA, INC.
BD
CRD#: 3978
SAN DIEGO, CA
Past
May 6, 1991 - December 11, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
May 6, 1991 - December 11, 1995
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INTEGRATED WEALTH CONCEPTS LLC
ABSAROKA WEALTH MANAGEMENT | WRIGHT FORD YOUNG WEALTH MANAGEMENT | WRIGHT FORD YOUNG & CO WEALTH MANAGEMENT | WINDES WEALTH MANAGEMENT | WFY WEALTH MANAGEMENT | WELBORN FINANCIAL | WEALTHCARE MANAGEMENT SERVICES, LLC | WEALTHBRIDGE ADVISORS | WEALTH PRESERVATION LLC | WEALTH MANAGEMENT OF WILLIAMSBURG | WAGNER RESOURCE GROUP | VISION PRIVATE WEALTH | VANTEDGE WEALTH MANAGEMENT | VANTEDGE CAPITAL MANAGEMENT | VANTAGE WEALTH MANAGEMENT | TRAILHEAD FINANCIAL, LLC | TRAILHEAD FINANCIAL | TOTEMIC WEALTH & PLANNING | TOTAL FINANCIAL PICTURE? WEALTH STRATEGIES | TILL ADVISORY AND CAPITAL MANAGEMENT LLC | THREE CORDS WEALTH MANAGEMENT | THOMPSON WEALTH MANAGEMENT | THE VEDDER GROUP, LLC | THE SALKINS GROUP | THE RESERVE INVESTMENTS | TDA WEALTH MANAGEMENT | TAYLOR & COMPANY WEALTH MANAGEMENT | TATRA WEALTH MANAGEMENT | TANKEL ROSENBERG WEALTH MANAGEMENT | SULLIVAN FINANCIAL SERVICES | STRONG VALLEY WEALTH & PENSION | STERLING GLOBAL STRATEGIES | SKYCITY ADVISORS | SKYCITY | SJF INVESTMENT MANAGEMENT | SEVEN HILLS WEALTH PLANNING | ROBERTS FINANCIAL SERVICES | RETIREMENTDNA | RETIREMENT DNA | RDNA WEALTH | RDNA | PROUT FINANCIAL DESIGN | PROACTIVE RETIREMENT SOLUTIONS | PRISM FINANCIAL STRATEGIES LLC | PRECISION FINANCIAL STRATEGIES | PHRONESIS WEALTH MANAGEMENT | PHOENIX WEALTH STRATEGIES | PEARSON WEALTH MANAGEMENT | PEARSON ADVISORY SERVICES | PATHWISE FINANCIAL GROUP | OVISTO WEALTH MANAGEMENT | ONPOINT WEALTH | ONE VISION RETIREMENT | OLYMPIC FAMILY OFFICE | NOLD BYRANT PLANNING & INVESTMENTS | MOHR FINANCIAL GROUP | MFG WEALTH STRATEGIES | MARKET SQUARE ADVISORS | MARKET PULSE WEALTH MANAGEMENT | MALLAMACCI & PERRY WEALTH MANAGEMENT | M3 WEALTH ADVISORS | M DONOVAN FINANCIAL | LAUREL WEALTH MANAGEMENT | LAUREL WEALTH ADVISORS | LAKE AVENUE FINANCIAL, LLC | KSDT WEALTH MANAGEMENT, LLC | KONVEX WEALTH | KONVERGENT WEALTH PARTNERS | KONVERGENT | JUNCTURE WEALTH STRATEGIES | JMB FINANCIAL SERVICES GROUP, LLC | JACKEY ROBINSON GROUP | INVESTOR GROUP HI | INVESTED CONSULTING | INTEGRATED WEALTH PLANNING | INTEGRATED WEALTH CONCEPTS LLC | INTEGRATED PENSION SERVICES | INTEGRATED PENSION ADVISORY, LLC | INTEGRATED PARTNERS | INTEGRATED FINANCIAL PARTNERS | INTEGRATED FAMILY OFFICE | INTEGRATED CPA ALLIANCE | INTEGRATED BUSINESS OWNERS SOLUTION | INTEGRATED BUSINESS ALLIANCE | IFP ADVISORY SERVICES | HRT WEALTH ADVISORS | HORVATH PLANNING & WEALTH MANAGEMENT | HORVATH INSURANCE PLANNING SERVICES | HEYER WEALTH MANAGEMENT | HERMES WEALTH STRATEGIES | HECHTMAN GROUP WEALTH MANAGEMENT | HAUG WEALTH MANAGEMENT | HARBOR STRATEGIES GROUP | GUARNIERI WEALTH MANAGEMENT | GRAYT EXPECTATIONS FINANCIAL PLANNING | GOTTLIEB WEALTH MANAGEMENT | GORMAN CAPITAL STRATEGIES | GLIDE PATH FINANCIAL OF NJ, LLC | GENERATION CAPITAL ADVISORS | GC WEALTH ADVISORS | FRONT RANGE WEALTH MANAGEMENT | FOUR C FINANCIAL | FORTITUDE WEALTH ADVISORY | FLASH TAX | FINANCIAL STRATEGIES GROUP | FERNANDES & CHAREST WEALTH MANAGEMENT | FARMER FINANCIAL | ELLIS WEALTH MANAGEMENT | DK WEALTH MANAGEMENT LLC | DK WEALTH MANAGEMENT | DK FAMILY OFFICE | D'AMBROSIO FINANCIAL ADVISORY, LLC | CROWN BAY WEALTH | CREIDIM WEALTH PARTNERS | COREY WEALTH PARTNERS | CONCERT RETIREMENT PLAN CONSULTING | COFI ADVISORS, LLC | COBURN FINANCIAL | CAPITAL STEWARDSHIP GROUP | BUSINESS OWNER SOLUTIONS | BURKE & ASSOCIATES FINANCIAL SERVICES | BLUE DIAMOND ADVISORS | BA FINANCIAL | AVANT WEALTH ADVISORS | ASSET CLASS MANAGEMENT INC | ARROYO WEALTH MANAGEMENT | ALKON FINANCIAL SERVICES | ALDRICH WEALTH MANAGEMENT | ALBRITTON FINANCIAL SERVICES | ACMI | ACACIA FINANCIAL STRATEGIES
CRD#: 284656 / SEC#: 801-108179
RIA
Registered Investment Advisory firm - (7/25/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
INTEGRATED WEALTH CONCEPTS LLC
ABSAROKA WEALTH MANAGEMENT | WRIGHT FORD YOUNG WEALTH MANAGEMENT | WRIGHT FORD YOUNG & CO WEALTH MANAGEMENT | WINDES WEALTH MANAGEMENT | WFY WEALTH MANAGEMENT | WELBORN FINANCIAL | WEALTHCARE MANAGEMENT SERVICES, LLC | WEALTHBRIDGE ADVISORS | WEALTH PRESERVATION LLC | WEALTH MANAGEMENT OF WILLIAMSBURG | WAGNER RESOURCE GROUP | VISION PRIVATE WEALTH | VANTEDGE WEALTH MANAGEMENT | VANTEDGE CAPITAL MANAGEMENT | VANTAGE WEALTH MANAGEMENT | TRAILHEAD FINANCIAL, LLC | TRAILHEAD FINANCIAL | TOTEMIC WEALTH & PLANNING | TOTAL FINANCIAL PICTURE? WEALTH STRATEGIES | TILL ADVISORY AND CAPITAL MANAGEMENT LLC | THREE CORDS WEALTH MANAGEMENT | THOMPSON WEALTH MANAGEMENT | THE VEDDER GROUP, LLC | THE SALKINS GROUP | THE RESERVE INVESTMENTS | TDA WEALTH MANAGEMENT | TAYLOR & COMPANY WEALTH MANAGEMENT | TATRA WEALTH MANAGEMENT | TANKEL ROSENBERG WEALTH MANAGEMENT | SULLIVAN FINANCIAL SERVICES | STRONG VALLEY WEALTH & PENSION | STERLING GLOBAL STRATEGIES | SKYCITY ADVISORS | SKYCITY | SJF INVESTMENT MANAGEMENT | SEVEN HILLS WEALTH PLANNING | ROBERTS FINANCIAL SERVICES | RETIREMENTDNA | RETIREMENT DNA | RDNA WEALTH | RDNA | PROUT FINANCIAL DESIGN | PROACTIVE RETIREMENT SOLUTIONS | PRISM FINANCIAL STRATEGIES LLC | PRECISION FINANCIAL STRATEGIES | PHRONESIS WEALTH MANAGEMENT | PHOENIX WEALTH STRATEGIES | PEARSON WEALTH MANAGEMENT | PEARSON ADVISORY SERVICES | PATHWISE FINANCIAL GROUP | OVISTO WEALTH MANAGEMENT | ONPOINT WEALTH | ONE VISION RETIREMENT | OLYMPIC FAMILY OFFICE | NOLD BYRANT PLANNING & INVESTMENTS | MOHR FINANCIAL GROUP | MFG WEALTH STRATEGIES | MARKET SQUARE ADVISORS | MARKET PULSE WEALTH MANAGEMENT | MALLAMACCI & PERRY WEALTH MANAGEMENT | M3 WEALTH ADVISORS | M DONOVAN FINANCIAL | LAUREL WEALTH MANAGEMENT | LAUREL WEALTH ADVISORS | LAKE AVENUE FINANCIAL, LLC | KSDT WEALTH MANAGEMENT, LLC | KONVEX WEALTH | KONVERGENT WEALTH PARTNERS | KONVERGENT | JUNCTURE WEALTH STRATEGIES | JMB FINANCIAL SERVICES GROUP, LLC | JACKEY ROBINSON GROUP | INVESTOR GROUP HI | INVESTED CONSULTING | INTEGRATED WEALTH PLANNING | INTEGRATED WEALTH CONCEPTS LLC | INTEGRATED PENSION SERVICES | INTEGRATED PENSION ADVISORY, LLC | INTEGRATED PARTNERS | INTEGRATED FINANCIAL PARTNERS | INTEGRATED FAMILY OFFICE | INTEGRATED CPA ALLIANCE | INTEGRATED BUSINESS OWNERS SOLUTION | INTEGRATED BUSINESS ALLIANCE | IFP ADVISORY SERVICES | HRT WEALTH ADVISORS | HORVATH PLANNING & WEALTH MANAGEMENT | HORVATH INSURANCE PLANNING SERVICES | HEYER WEALTH MANAGEMENT | HERMES WEALTH STRATEGIES | HECHTMAN GROUP WEALTH MANAGEMENT | HAUG WEALTH MANAGEMENT | HARBOR STRATEGIES GROUP | GUARNIERI WEALTH MANAGEMENT | GRAYT EXPECTATIONS FINANCIAL PLANNING | GOTTLIEB WEALTH MANAGEMENT | GORMAN CAPITAL STRATEGIES | GLIDE PATH FINANCIAL OF NJ, LLC | GENERATION CAPITAL ADVISORS | GC WEALTH ADVISORS | FRONT RANGE WEALTH MANAGEMENT | FOUR C FINANCIAL | FORTITUDE WEALTH ADVISORY | FLASH TAX | FINANCIAL STRATEGIES GROUP | FERNANDES & CHAREST WEALTH MANAGEMENT | FARMER FINANCIAL | ELLIS WEALTH MANAGEMENT | DK WEALTH MANAGEMENT LLC | DK WEALTH MANAGEMENT | DK FAMILY OFFICE | D'AMBROSIO FINANCIAL ADVISORY, LLC | CROWN BAY WEALTH | CREIDIM WEALTH PARTNERS | COREY WEALTH PARTNERS | CONCERT RETIREMENT PLAN CONSULTING | COFI ADVISORS, LLC | COBURN FINANCIAL | CAPITAL STEWARDSHIP GROUP | BUSINESS OWNER SOLUTIONS | BURKE & ASSOCIATES FINANCIAL SERVICES | BLUE DIAMOND ADVISORS | BA FINANCIAL | AVANT WEALTH ADVISORS | ASSET CLASS MANAGEMENT INC | ARROYO WEALTH MANAGEMENT | ALKON FINANCIAL SERVICES | ALDRICH WEALTH MANAGEMENT | ALBRITTON FINANCIAL SERVICES | ACMI | ACACIA FINANCIAL STRATEGIES
CRD#: 284656 / SEC#: 801-108179
RIA
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Contact information
Main Address
200 5th Avenue 4th Floor, Waltham, MA 02451
Mailing Address
Phone number
(781) 890-3045
Established
Firm type
Fiscal year end
# of Employees
455
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 52,770 |
| AUM (Assets Under Management) | $ 16,440,280,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
