Richard T. Corso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Thomas Corso, who also goes by Rich Thomas Corso, was a registered financial advisor .
Richard is a previously registered financial advisor and started their career in finance in 1991. Richard had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2007 - May 17, 2010
INVESTORS CAPITAL CORP.
February 28, 2003 - November 7, 2006
CANTELLA & CO., INC.
February 20, 2003 - November 7, 2006
CANTELLA & CO., INC.
February 21, 2001 - February 21, 2003
WELLS FARGO CLEARING SERVICES, LLC
December 19, 2000 - February 21, 2003
WELLS FARGO CLEARING SERVICES, LLC
February 14, 1997 - January 4, 2001
JOSEPHTHAL & CO., INC.
July 30, 1996 - February 13, 1997
TASIN & COMPANY, INC.
August 4, 1995 - January 30, 1996
TASIN & COMPANY, INC.
July 19, 1995 - August 1, 1995
FAIRCHILD FINANCIAL GROUP, INC.
July 11, 1994 - August 9, 1995
RICKEL & ASSOCIATES, INC.
September 19, 1991 - August 2, 1994
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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