Clark G. Frese

ASSET STRATEGY RETIREMENT PLAN CONSULTANTS

CAMP HILL, PA 17011

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CRD#: 214135

Professional summary

Clark Gregory Frese, who also goes by Clark G Frese, is a registered financial advisor currently at ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC located in Camp Hill, Pennsylvania.

Clark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Clark has worked at 12 firms and has passed the Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clark G Frese

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Clark G. Frese is presently registered as investment adviser representative and Pension Consultant for Asset Strategy Consultants LLC. (ASC). From time to time, he will offer clients advice or products from those activities. ASRPC always acts in the best interest of the client. Clients are in no way required to implement the plan through any representative of ASRPC in their capacity as a pension consultant. Clark G. Frese is a licensed insurance agent. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. ASRPC always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of ASRPC in such individual's outside capacities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clark Gregory Frese's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2009 - Present

ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC

Office #1: 3425 Simpson Ferry Rd Suite 204, Camp Hill, PA 17011

RIA

CRD#: 147982

CAMP HILL, PA

Past

March 11, 2008 - March 15, 2022

ASSET STRATEGY CONSULTANTS LLC

RIA

CRD#: 110800

MECHANICSBURG, PA

Past

February 14, 2008 - October 14, 2008

TRIAD ADVISORS LLC

CRD#: 25803

WELLESLEY, MA

Past

May 25, 2006 - December 9, 2008

ASSET STRATEGY ADVISORS, LLC

RIA

CRD#: 139879

HARRISBURG, PA

Past

July 18, 2003 - February 1, 2008

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

HARRISBURG, PA

Past

January 4, 2002 - June 16, 2003

INVESMART SECURITIES, LLC

CRD#: 104168

PITTSBURGH, PA

Past

January 5, 2001 - June 16, 2003

INVESMART ADVISORS INC

RIA

CRD#: 108731

MECHANICSBURG, PA

Past

January 2, 1998 - December 31, 2001

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

October 14, 1994 - December 31, 1997

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

May 18, 1987 - October 24, 1994

JMC SECURITIES, INC.

CRD#: 7669

Past

May 19, 1986 - July 7, 1987

COASTLINE FINANCIAL, INC.

CRD#: 16711

Past

August 30, 1985 - October 24, 1994

JMC SECURITIES, INC.

CRD#: 7669

METAIRIE, LA

Past

April 3, 1981 - December 27, 1984

WZW FINANCIAL SERVICES, INC.

CRD#: 5717

Past

December 12, 1972 - March 3, 1981

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC

ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC | NAME 200

CRD#: 147982 / SEC#: 801-113160

RIA

Registered Investment Advisory firm - (5/8/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/21/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/5/2009)

IAR

Texas
(1/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 1

Date: 12/6/1972

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/4/2001

General Securities Principal Examination

Current Firm

ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC

ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC | NAME 200

CRD#: 147982 / SEC#: 801-113160

RIA

Registered Investment Advisory firm - (5/8/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/21/2018 Terminated)

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Contact information

Main Address

3425 Simpson Ferry Rd Suite 204, Camp Hill, PA 17011

Mailing Address

Phone number

(717) 602-1100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A - ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC (2/18/2025)

Regulatory assets under management

Total Number of Accounts	488
AUM (Assets Under Management)	$ 90,989,031

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Clark G. Frese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clark Gregory Frese's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSET STRATEGY CONSULTANTS LLC

TRIAD ADVISORS LLC

ASSET STRATEGY ADVISORS, LLC

KESTRA INVESTMENT SERVICES, LLC

INVESMART SECURITIES, LLC

INVESMART ADVISORS INC

KESTRA INVESTMENT SERVICES, LLC

WOODBURY FINANCIAL SERVICES, INC.

JMC SECURITIES, INC.

COASTLINE FINANCIAL, INC.

JMC SECURITIES, INC.

WZW FINANCIAL SERVICES, INC.

GREEN HILL FINANCIAL SERVICE CORPORATION

Primary Firm SEC Registration

ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC

State Registrations and Notice Filings

Exams

Series 1

Date: 12/6/1972

Series 24

Date: 4/4/2001

Current Firm

ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC

TRUST BUT VERIFY

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