Jeffrey W. Malone

SAGE CAPITAL ADVISORS

Sioux Falls, SD 57104

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CRD#: 2141255

Professional summary

Jeffrey William Malone, who also goes by Jeff Malone, is a registered financial advisor currently at SAGE CAPITAL ADVISORS, LLC located in Sioux Falls, South Dakota.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Malone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SEVERAL FAMILY LIMITED PARTNERSHIPS, ACT AS BOTH A GENERAL PARTNER AND LIMITED PARTNER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey William Malone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2014 - Present

SAGE CAPITAL ADVISORS, LLC

Office #1: 122 S. Phillips Avenue, Suite 260, Sioux Falls, SD 57104

RIA

CRD#: 136577

Sioux Falls, SD

Past

January 8, 2014 - February 27, 2014

MALONE CAPITAL ADVISORS, LLC

RIA

CRD#: 167861

SIOUX FALLS, SD

Past

January 14, 2004 - December 31, 2013

MALONE CAPITAL MANAGEMENT INC.

RIA

CRD#: 117186

SIOUX FALLS, SD

Past

July 18, 2001 - December 31, 2004

OKOBOJI FINANCIAL SERVICES, INC.

CRD#: 33727

OKOBOJI, IA

Past

January 4, 1999 - February 2, 2000

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

August 1, 1997 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

November 18, 1996 - August 14, 1997

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

August 12, 1991 - November 12, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGE CAPITAL ADVISORS, LLC

BAYOU CITY INVESTMENT ADVISORS | SAGE CAPITAL ADVISORS, LLC | MALONE CAPITAL ADVISORS, LLC | DYER WEALTH MANAGEMENT

CRD#: 136577 / SEC#: 801-64637

RIA

Registered Investment Advisory firm - (8/22/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/7/2014)

IAR

South Dakota
(1/6/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/20/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/8/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/7/1991

General Securities Representative Examination

Current Firm

SAGE CAPITAL ADVISORS, LLC

BAYOU CITY INVESTMENT ADVISORS | SAGE CAPITAL ADVISORS, LLC | MALONE CAPITAL ADVISORS, LLC | DYER WEALTH MANAGEMENT

CRD#: 136577 / SEC#: 801-64637

RIA

Registered Investment Advisory firm - (8/22/2005 Approved)

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Contact information

Main Address

122 S. Phillips Avenue, Suite 260, Sioux Falls, SD 57104

Mailing Address

Phone number

(844) 279-7243

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGE CAPITAL ADVISORS - ADV PART 2A (9/29/2025)

BAYOU CITY INVESTMENT ADVISORS - ADV PART 2A (9/29/2025)

DYER WEALTH MANAGEMENT FORM ADV 2A (9/29/2025)

MALONE CAPITAL ADVISORS - PART 2A (9/29/2025)

Regulatory assets under management

Total Number of Accounts	522
AUM (Assets Under Management)	$ 629,817,774

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey W. Malone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey William Malone's CRS (Customer Relationship Summary).

Certified licenses

Experience

MALONE CAPITAL ADVISORS, LLC

MALONE CAPITAL MANAGEMENT INC.

OKOBOJI FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

PIPER SANDLER & CO.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SAGE CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/20/1992

Series 63

Date: 8/8/1991

Series 7

Date: 8/7/1991

Current Firm

SAGE CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGE CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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