Steven J. Iannini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Joseph Iannini, who also goes by Steve Iannini, was a registered financial advisor .
Steven is a previously registered financial advisor and started their career in finance in 1991. Steven had worked at 4 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2006 - March 18, 2008
BB&T ASSET MANAGEMENT, INC.
March 13, 2002 - December 17, 2003
DAVENPORT & COMPANY LLC
December 6, 2001 - December 17, 2003
DAVENPORT & COMPANY LLC
June 11, 1993 - February 28, 1995
FIRST UNION BROKERAGE SERVICES, INC.
June 5, 1991 - June 24, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
