Mike Givilancz
Professional summary
Mike Givilancz JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mike is a previously registered financial advisor and started their career in finance in 1991. Prior to being barred, Mike had worked at 6 firms, which includes FOX FINANCIAL MANAGEMENT CORPORATION, IPI WEALTH MANAGEMENT INC., INVESTMENT PLANNERS INC., INDEPENDENT ADVISERS GROUP CORP, OSAIC FS INC., NYLIFE SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2008 - October 21, 2011
FOX FINANCIAL MANAGEMENT CORPORATION
November 30, 2005 - February 8, 2008
IPI WEALTH MANAGEMENT, INC.
November 25, 2005 - February 8, 2008
INVESTMENT PLANNERS, INC.
July 20, 2000 - November 21, 2005
INDEPENDENT ADVISERS GROUP CORP
January 19, 1994 - November 28, 2005
OSAIC FS, INC.
January 17, 1994 - November 28, 2005
OSAIC FS, INC.
July 18, 1991 - November 22, 1993
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 62
Date: 8/4/2008
Corporate Securities Limited Representative ExaminationCurrent Firm
FOX FINANCIAL MANAGEMENT CORPORATION
CRD#: 134277 / SEC#: , 8-66827
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
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