John K. Harada

FBL WEALTH MANAGEMENT

West Des Moines, IA 50266

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CRD#: 2141117

Professional summary

John Kenneth Harada, CLU®, who also goes by John K Harada, is a registered financial advisor currently at FBL WEALTH MANAGEMENT, LLC located in West Des Moines, Iowa and FBL MARKETING SERVICES, LLC located in Adel, Iowa.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. John has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 15 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John K Harada

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FBL WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; 5400 UNIVERSITY AVE, WEST DES MOINES IA 50266; INVESTMENT ADVISORY AND FINANCIAL PLANNING; INVESTMENT ADVISER REPRESENTATIVE; DATE OF FBLIMS RELEASE LETTER, UNTIL FURTHER NOTICE; Varied HOURS PER MONTH; Varied HOURS DEVOTED PER MONTH DURING TRADING HOURS; PROVIDE INVESTMENT ADVISORY AND FINANCIAL PLANNING SERVICES TO CUSTOMERS; FEE BASED, HOURLY RATE. 2) SPORTS OFFICIAL LOCAL SCHOOL DISTRICT AND YOUTH/AAU TEAMS, SINCE 12/2009, 10 HRS/MONTH, REFEREE BASKETBALL AND SOCCER GAMES. 3) FARM BUREAU LIFE; FARM BUREAU PROPERTY AND CASUALTY AND THEIR AFFILIATES; NOT INVESTMENT RELATED; 5400 UNIVERSITY AVE, WEST DES MOINES, IA; INSURANCE AGENT SINCE 03-01-2015; FULL-TIME SELLING INSURANCE; Both Life and P/C companies have a relationship with the state Farm Bureau organization in each state where they do business. 4) jnjharada Agency, LLC; Not investment related; 112 Nile Kinnick Dr S, Adel, IA 50003; CEO; Compensated, Entity formed for tax purposes only; 2-1-17; 8-12 hrs/mo; 8 hrs during trading; Operations. 5) The Harada Agency, Not investment related. Agency Owner. 112 Nile Kinnick Dr S, Adel, IA 50003. DBA for insurance sales and financial services with FBLMS/FBLWM Affiliates.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Kenneth Harada's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CLU^®

Chartered Life Underwriter

Experience

Current

August 11, 2018 - Present

FBL WEALTH MANAGEMENT, LLC

Office #1: 5400 University Ave, West Des Moines, IA 50266

RIA

CRD#: 291396

West Des Moines, IA

Current

April 10, 2008 - Present

FBL MARKETING SERVICES, LLC

Office #1: 112 Nile Kinnick Dr S, Adel, IA 50003Office #2: 1403 Sugar Grove Ave Suite B, Dallas Center, IA 50063

CRD#: 5309

Adel, IA

Past

April 10, 2008 - August 10, 2018

EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.

RIA

CRD#: 5308

WEST DES MOINES, IA

Past

November 9, 2007 - February 22, 2008

COMMERCE WEALTH ADVISERS, LLC

RIA

CRD#: 144449

CLIVE, IA

Past

July 13, 2007 - February 22, 2008

DEWAAY FINANCIAL NETWORK, LLC

CRD#: 30767

CLIVE, IA

Past

May 17, 2005 - April 3, 2006

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

DES MOINES, IA

Past

May 28, 2002 - May 31, 2006

PRINCIPAL FINANCIAL ADVISORS, INC.

RIA

CRD#: 105594

DES MOINES, IA

Past

May 15, 2002 - May 15, 2002

PRINCIPAL FINANCIAL ADVISORS, INC.

RIA

CRD#: 105594

DES MOINES, IA

Past

February 2, 1998 - April 3, 2006

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

September 28, 1994 - April 4, 1996

SENTRY EQUITY SERVICES, INC.

CRD#: 5069

STEVENS POINT, WI

Past

May 6, 1991 - October 26, 1992

STEVENSON, ROBERTS & GRAY SECURITIES, INC.

CRD#: 13063

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FBL WEALTH MANAGEMENT, LLC

CRD#: 291396 / SEC#: 801-113458

RIA

Registered Investment Advisory firm - (6/18/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(4/10/2008)

IAR

Iowa
(8/11/2018)

Nebraska
(12/6/2021)

IAR

Nebraska
(12/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/1/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/27/1995

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 15

Date: 5/6/1991

Foreign Currency Options Examination

General Industry/Product Exam

Series 22

Date: 5/2/1991

Direct Participation Programs Representative Examination

SRO Registrations

FINRA

Current Firm

FBL WEALTH MANAGEMENT, LLC

CRD#: 291396 / SEC#: 801-113458

RIA

Registered Investment Advisory firm - (6/18/2018 Approved)

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Contact information

Main Address

5400 University Avenue, West Des Moines, IA 50266

Mailing Address

Phone number

(515) 225-5400

Established

Firm type

Fiscal year end

# of Employees

177

SEC notice filing (45 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FBL WEALTH MANAGEMENT, LLC - FORM ADV PART 2A APPENDIX 1 WRAP FEE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 8,654,949

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John K. Harada

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Kenneth Harada's CRS (Customer Relationship Summary).

Certified licenses

Experience

FBL MARKETING SERVICES, LLC

EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.

COMMERCE WEALTH ADVISERS, LLC

DEWAAY FINANCIAL NETWORK, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL FINANCIAL ADVISORS, INC.

PRINCIPAL FINANCIAL ADVISORS, INC.

PRINCIPAL SECURITIES, INC.

SENTRY EQUITY SERVICES, INC.

STEVENSON, ROBERTS & GRAY SECURITIES, INC.

Primary Firm SEC Registration

FBL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2001

Series 63

Date: 5/1/1991

SIE

Date: 10/1/2018

Series 7

Date: 7/7/2001

Series 6

Date: 1/27/1995

Series 15

Date: 5/6/1991

Series 22

Date: 5/2/1991

FINRA

Current Firm

FBL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (45 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FBL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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