Daniel G. Gomez

LONE PEAK ADVISERS

Salt Lake City , UT 84121

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CRD#: 2141107

Professional summary

Daniel Gerald Gomez is a registered financial advisor currently at LONE PEAK ADVISERS located in Salt Lake City , Utah and TRANSITIONAL BROKER LLC located in Draper, Utah.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Daniel has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Gomez Corp. Financial Services & Insurance; Investment Related; Sandy, UT; DBA; President; 3/2000; 90% during business hours; DBA for securities and insurance services. Working with small business owners, professionals and executives to identify financial needs and goals, then offering advice and implementing solutions to help meet their needs and goals. 2. Fixed Insurance; Advisor; Is the business investment related: No; Sandy, Ut 84020 USA; Fixed insurance and Health Insurance; Help implement fixed or health insurance plans; 2001-01-01;Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 5;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Gerald Gomez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 28, 2026 - Present

LONE PEAK ADVISERS

Office #1: 6715 S. 1300 East , Salt Lake City , UT 84121

RIA

CRD#: 296772

Salt Lake City , UT

Current

July 20, 2026 - Present

TRANSITIONAL BROKER LLC

Office #1: 11650 S. State Street, Suite 200, Draper, UT 84020

CRD#: 304313

DRAPER, UT

Past

January 12, 2024 - July 22, 2026

DIVERSIFY ADVISORY SERVICES, LLC

RIA

CRD#: 326060

Salt Lake City, UT

Past

March 4, 2019 - February 9, 2024

DFPG INVESTMENTS, LLC

RIA

CRD#: 155576

Salt Lake City, UT

Past

March 1, 2019 - July 22, 2026

DFPG INVESTMENTS, LLC

CRD#: 155576

Salt Lake City, UT

Past

June 3, 2002 - February 5, 2019

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

SALT LAKE CITY, UT

Past

May 2, 2002 - February 5, 2019

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

SALT LAKE CITY, UT

Past

March 1, 2000 - May 17, 2002

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

May 29, 1996 - March 15, 2000

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

May 16, 1991 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

May 16, 1991 - August 16, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LONE PEAK ADVISERS

CRD#: 296772 / SEC#: 801-127627

RIA

Registered Investment Advisory firm - (3/28/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(7/20/2026)

Utah
(7/22/2026)

IAR

Utah
(7/28/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/16/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/14/1991

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LONE PEAK ADVISERS

CRD#: 296772 / SEC#: 801-127627

RIA

Registered Investment Advisory firm - (3/28/2023 Approved)

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Contact information

Main Address

11650 South State Street Suite 200, Draper, UT 84020-7150

Mailing Address

Phone number

(801) 855-8886

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LONE PEAK ADVISERS, LLC - FORM ADV PART 2A (3/3/2025)

Regulatory assets under management

Total Number of Accounts	743
AUM (Assets Under Management)	$ 119,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Daniel G. Gomez

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Gerald Gomez's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSITIONAL BROKER LLC

DIVERSIFY ADVISORY SERVICES, LLC

DFPG INVESTMENTS, LLC

DFPG INVESTMENTS, LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

AMERITAS INVESTMENT COMPANY, LLC

CETERA WEALTH SERVICES, LLC

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

LONE PEAK ADVISERS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/1999

Series 63

Date: 5/16/1991

SIE

Date: 10/1/2018

Series 6

Date: 5/14/1991

FINRA

Current Firm

LONE PEAK ADVISERS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LONE PEAK ADVISERS

TRUST BUT VERIFY

Contact information

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