Mark D. Schlosser

SCHLOSSER FINANCIAL SERVICES

SEASIDE PARK, NJ

CRD#: 2140801

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Professional summary

Mark Dean Schlosser, CFP® is a registered financial advisor currently at SCHLOSSER FINANCIAL SERVICES, INC. located in Seaside Park, New Jersey.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Mark has worked at 9 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Dean Schlosser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

February 5, 2026 - Present

SCHLOSSER FINANCIAL SERVICES, INC.

RIA

CRD#: 128809

SEASIDE PARK, NJ

Past

April 4, 2005 - December 31, 2025

SCHLOSSER FINANCIAL SERVICES, INC.

RIA

CRD#: 128809

Seaside Park, NJ

Past

September 18, 1996 - February 7, 1997

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Past

July 27, 1995 - September 18, 1996

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

October 18, 1994 - May 31, 1995

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

October 11, 1993 - October 27, 1994

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

October 11, 1993 - October 27, 1994

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

January 14, 1993 - September 28, 1993

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

August 28, 1992 - January 11, 1993

FLEET ENTERPRISES, INC.

CRD#: 17434

NEW YORK, NY

Past

May 13, 1991 - June 4, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

May 13, 1991 - June 4, 1992

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHLOSSER FINANCIAL SERVICES, INC.

CRD#: 128809 / SEC#: 801-135063

RIA

Registered Investment Advisory firm - (1/26/2026 Approved)

New Jersey

Registered Investment Advisory firm - (12/31/2025 Failure to Renew)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/21/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/17/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/10/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SCHLOSSER FINANCIAL SERVICES, INC.

CRD#: 128809 / SEC#: 801-135063

RIA

Registered Investment Advisory firm - (1/26/2026 Approved)

New Jersey

Registered Investment Advisory firm - (12/31/2025 Failure to Renew)

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Contact information

Main Address

Seaside Park, NJ

Mailing Address

Phone number

(732) 250-4616

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHLOSSER FINANCIAL SERVICES BROCHURE (12/22/2025)

Regulatory assets under management

Total Number of Accounts	219
AUM (Assets Under Management)	$ 108,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark D. Schlosser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Dean Schlosser's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHLOSSER FINANCIAL SERVICES, INC.

CINCINNATI ANALYSTS, INC.

PRUCO SECURITIES, LLC.

MARKETING ONE SECURITIES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

CAPITAL BROKERAGE CORPORATION

FLEET ENTERPRISES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

SCHLOSSER FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/21/1993

Series 7

Date: 1/17/1995

Series 6

Date: 5/10/1991

Current Firm

SCHLOSSER FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCHLOSSER FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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