David C. Rand
Professional summary
David Charles Rand is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
David is registered as a RR (Registered Representative) and started their career in finance in 1991. David has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Charles Rand's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2012 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660November 5, 2010 - May 1, 2012
BMO HARRIS FINANCIAL ADVISORS, INC.
October 27, 2004 - September 30, 2010
AMCORE INVESTMENT SERVICES, INC
July 13, 2004 - September 15, 2004
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - July 9, 2004
VOYA FINANCIAL ADVISORS, INC.
August 7, 2003 - January 1, 2004
LOCUST STREET SECURITIES, INC.
October 28, 2002 - July 30, 2003
FIRST HEARTLAND CAPITAL, INC.
January 26, 2000 - November 1, 2002
OSAIC FS, INC.
April 20, 1998 - February 10, 2000
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 21, 1994 - May 14, 1998
LOCUST STREET SECURITIES, INC.
October 30, 1991 - March 9, 1993
LOCUST STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/11/2012)
(12/27/2018)
(12/14/2016)
(12/14/2016)
(5/11/2012)
Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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