KH
Kevin R. Hogan
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
AVON, CT
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CRD#: 2140743
KH
Professional summary
Kevin Robert Hogan is a registered financial advisor currently at JOHN HANCOCK INVESTMENT MANAGEMENT LLC located in Avon, Connecticut and JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Boston, Massachusetts.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Kevin has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF BUSINESS: JOHN HANCOCK ASSET MANAGEMENT ( JHAM ); BUSINESS IS INVESTMENT RELATED. ADDRESS: 101 HUNTINGTON AVENUE, BOSTON MA, 02199. NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER THAT IS AN AFFILIATE OF (JHF OR JHD) UNDER COMMON CONTROL. RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE. START DATE: (PROVIDED BY JHAM). APPROXIMATE NUMBER OF HOUR/MONTH INVOLVED IN THIS BUSINESS: 10. APPROXIMATE NUMBER OF HOURS INVOLVED IN THIS BUSINESS DURING SECURITIES TRADING HOURS: 10. DUTIES: MARKETING AND OFFERING, ON A WHOLESALE BASIS, THE SEPARATE MANAGED ACCOUNT STRATEGIES OF JHAM
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Robert Hogan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2018 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
RIA
CRD#: 105790
AVON, CT
Current
December 21, 2011 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Office #1: 197 Clarendon Street, Boston, MA 02116BD
CRD#: 28262
Boston, MA
Past
February 25, 2019 - June 27, 2024
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
October 12, 2018 - November 8, 2018
MANULIFE INVESTMENT MANAGEMENT (US) LLC
RIA
CRD#: 106435
AVON, CT
Past
March 13, 2012 - December 31, 2015
MANULIFE INVESTMENT MANAGEMENT (US) LLC
RIA
CRD#: 106435
BOSTON, MA
Past
April 7, 2010 - December 22, 2011
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
SIMSBURY, CT
Past
June 1, 2006 - May 7, 2007
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
SIMSBURY, CT
Past
April 9, 1999 - May 6, 2010
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
HARTFORD, CT
Past
July 24, 1996 - June 17, 1997
AEGIS CAPITAL CORP.
BD
CRD#: 15007
NEW YORK, NY
Past
January 17, 1994 - July 26, 1994
NOMURA SECURITIES INTERNATIONAL, INC.
BD
CRD#: 4297
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC
CRD#: 105790 / SEC#: 801-8124
RIA
Registered Investment Advisory firm - (12/12/1971 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/21/2011)
RR
Alaska(12/21/2011)
RR
Arizona(12/21/2011)
RR
Arkansas(12/21/2011)
RR
California(12/21/2011)
RR
Colorado(12/21/2011)
RR
Connecticut(12/21/2011)
IAR
Connecticut(11/8/2018)
RR
Delaware(12/21/2011)
RR
District of Columbia(12/21/2011)
RR
Florida(12/21/2011)
RR
Georgia(12/21/2011)
RR
Hawaii(12/21/2011)
RR
Idaho(12/21/2011)
RR
Illinois(12/21/2011)
RR
Indiana(12/21/2011)
RR
Iowa(12/21/2011)
RR
Kansas(12/21/2011)
RR
Kentucky(12/21/2011)
RR
Louisiana(12/21/2011)
RR
Maine(12/21/2011)
RR
Maryland(12/21/2011)
RR
Massachusetts(12/21/2011)
IAR
Massachusetts(11/8/2018)
RR
Michigan(12/21/2011)
RR
Minnesota(12/21/2011)
RR
Mississippi(12/21/2011)
RR
Missouri(12/21/2011)
RR
Montana(12/21/2011)
RR
Nebraska(12/21/2011)
RR
Nevada(12/21/2011)
RR
New Hampshire(12/21/2011)
RR
New Jersey(12/21/2011)
RR
New Mexico(12/21/2011)
RR
New York(12/21/2011)
RR
North Carolina(12/21/2011)
RR
North Dakota(12/21/2011)
RR
Ohio(12/21/2011)
RR
Oklahoma(12/21/2011)
RR
Oregon(12/21/2011)
RR
Pennsylvania(12/21/2011)
RR
Puerto Rico(12/21/2011)
RR
Rhode Island(12/21/2011)
RR
South Carolina(12/21/2011)
RR
South Dakota(12/21/2011)
RR
Tennessee(12/21/2011)
RR
Texas(12/21/2011)
RR
Utah(12/21/2011)
RR
Vermont(12/21/2011)
RR
Virginia(12/21/2011)
RR
Washington(12/21/2011)
RR
West Virginia(12/21/2011)
RR
Wisconsin(12/21/2011)
RR
Wyoming(12/21/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC
CRD#: 105790 / SEC#: 801-8124
RIA
Registered Investment Advisory firm - (12/12/1971 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Berkeley St., Boston, MA 02116-5022
Mailing Address
Phone number
(617) 663-3000
Established
Firm type
Fiscal year end
# of Employees
363
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 35,239 |
| AUM (Assets Under Management) | $ 202,193,176,436 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
