Shayne A. Wood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shayne Anthony Wood was a registered financial professional .
Shayne is a previously registered financial professional and started their career in finance in 1991. Shayne had worked at 5 firms and has passed the Series 63, Series 7 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 1997 - March 11, 2011
FIRST TITAN FINANCIAL CORP.
November 3, 1994 - July 18, 1995
LONE STAR SECURITIES, INC.
June 3, 1994 - August 15, 1994
ECKARD INVESTMENT SERVICES, INC.
February 18, 1992 - December 31, 1993
PROSPERA FINANCIAL SERVICES, INC.
June 17, 1991 - February 24, 1992
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST TITAN FINANCIAL CORP.
CRD#: 39657 / SEC#: , 8-48784
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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