RL
Ronald M. Lojacono
WNY ASSET MANAGEMENT
Williamsville, NY 14221
Some features on this profile are disabled
CRD#: 2140646
RL
Professional summary
Ronald Marc Lojacono, CFP® is a registered financial advisor currently at WNY ASSET MANAGEMENT, LLC located in Williamsville, New York and LPL FINANCIAL LLC located in Williamsville, New York.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Ronald has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 07/2025 - WNY Asset Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/05/2005 - 160 hours per month/ during trading 2- 07/2025 - Specific Solutions - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/01/2020 - 4 hours per month/ during trading 3- 07/2025 - WNY Tax Planners - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 4 hours per month/ during trading 4- 07/18/2025 - WNY Asset Management - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/05/2008 - 180 hours per month/ 160 hours during trading - I provide investment advisory services through WNY Asset Management, an independent investment advisor firm. I started this business activity in 8/2008. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Marc Lojacono's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
October 23, 2015 - Present
WNY ASSET MANAGEMENT, LLC
Office #1: 6500 Sheridan Drive, Suite 200, Williamsville, NY 14221RIA
CRD#: 153872
Williamsville, NY
Current
July 10, 2025 - Present
LPL FINANCIAL LLC
Office #1: 6500 Sheridan Drive, Suite 200 Sheridan Meadows Corp Pkwy-n, Williamsville, NY 14221RIA
BD
CRD#: 6413
WILLIAMSVILLE, NY
Past
August 5, 2005 - July 10, 2025
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
WILLIAMSVILLE, NY
Past
June 8, 1998 - August 18, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
September 12, 1994 - March 9, 1998
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
January 1, 1994 - August 10, 1994
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
PALM BEACH GARDENS, FL
Past
April 29, 1991 - January 1, 1994
LEGEND CAPITAL CORPORATION
BD
CRD#: 4149
PALM BEACH GARDENS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WNY ASSET MANAGEMENT, LLC
SPECTRUM WEALTH MANAGEMENT | WNY ASSET MANAGEMENT, LLC
CRD#: 153872 / SEC#: 801-71632
RIA
Registered Investment Advisory firm - (7/9/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/10/2025)
RR
Arizona(7/10/2025)
RR
California(7/10/2025)
RR
Florida(7/10/2025)
RR
Georgia(7/10/2025)
RR
Indiana(7/10/2025)
RR
Maryland(7/10/2025)
RR
Michigan(7/10/2025)
IAR
New York(6/30/2021)
RR
New York(7/10/2025)
RR
North Carolina(7/10/2025)
RR
Ohio(7/10/2025)
RR
Oklahoma(7/10/2025)
RR
Pennsylvania(7/10/2025)
RR
South Carolina(7/10/2025)
RR
Tennessee(7/10/2025)
IAR
Texas(10/23/2015)
RR
Texas(7/10/2025)
RR
Virginia(7/10/2025)
RR
Washington(7/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WNY ASSET MANAGEMENT, LLC
SPECTRUM WEALTH MANAGEMENT | WNY ASSET MANAGEMENT, LLC
CRD#: 153872 / SEC#: 801-71632
RIA
Registered Investment Advisory firm - (7/9/2010 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6500 Sheridan Drive, Suite 200, Williamsville, NY 14221
Mailing Address
Phone number
(716) 626-0060
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,673 |
| AUM (Assets Under Management) | $ 1,450,691,313 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WNY ASSET MANAGEMENT, LLC
CRD#: 153872Williamsville, NY 14221TRUST BUT VERIFY
Monitor Ronald Lojacono
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
