Daniel N. Savard

LEO WEALTH

Indio, CA

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CRD#: 2140601

Professional summary

Daniel Neil Savard is a registered financial advisor currently at LEO WEALTH, LLC located in Indio, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Daniel has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CORPORATE PENSIONS COMPANY; INSURANCE; OWNER/AGENT STARTED 1978 30HRS/MTH 2-3HRS/MTH DURING TRADING HRS 2) CPC BENEFIT PENSION & INS SERV, INC; OWNER; 1987; 30 /MONTH 2-3 HR/DAY 3) LEAP SYSTEMS INFINITE BANKING AND CIRCLE OF WEALTH; LIFE INSURANCE; CONSULTANT; 2003; 25 HR/MN - 2-3 HR/MONTH DURNING BUSINESS HOURS 4) Leo Brokerage, LLC; REGISTERED REPRESENTATIVE AND INVESTMENT ADVISER REPRESENTATIVE; 2009

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Neil Savard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2021 - Present

LEO WEALTH, LLC

RIA

CRD#: 283891

Indio, CA

Past

October 28, 2009 - January 3, 2022

LEO BROKERAGE, LLC

RIA

CRD#: 109121

Indio, CA

Past

October 21, 2009 - September 15, 2025

LEO BROKERAGE, LLC

CRD#: 109121

Indio, CA

Past

November 15, 2006 - October 30, 2009

MAIN STREET ADVISORS, LLC

RIA

CRD#: 116303

HAYS, KS

Past

September 25, 2006 - October 30, 2009

MAIN STREET SECURITIES, LLC

CRD#: 47127

CHANDLER, AZ

Past

April 16, 2004 - September 26, 2006

CINCINNATI ANALYSTS, INC.

RIA

CRD#: 5478

LAGUNA HILLS, CA

Past

April 2, 2004 - September 26, 2006

CINCINNATI ANALYSTS, INC.

CRD#: 5478

LAGUNA HILLS, CA

Past

August 26, 2002 - March 30, 2004

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

July 2, 1992 - August 16, 2002

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 16, 1991 - December 31, 1991

CENTURY INVESTORS OF AMERICA, INC.

CRD#: 5322

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEO WEALTH, LLC

CRD#: 283891 / SEC#: 801-108435

RIA

Registered Investment Advisory firm - (9/26/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/29/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LEO WEALTH, LLC

CRD#: 283891 / SEC#: 801-108435

RIA

Registered Investment Advisory firm - (9/26/2016 Approved)

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Contact information

Main Address

860 Airport Freeway Suite 402, Hurst, TX 76054

Mailing Address

Phone number

(817) 354-1090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEO WEALTH, LLC - ADV PART 2A BROCHURE (7/24/2025)

Regulatory assets under management

Total Number of Accounts	4,566
AUM (Assets Under Management)	$ 2,655,950,651

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/11/2025	Cover Page	Report
10/23/2024	Cover Page	Report
11/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Daniel N. Savard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Neil Savard's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEO BROKERAGE, LLC

LEO BROKERAGE, LLC

MAIN STREET ADVISORS, LLC

MAIN STREET SECURITIES, LLC

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

PARK AVENUE SECURITIES LLC

OSAIC WEALTH, INC.

CENTURY INVESTORS OF AMERICA, INC.

Primary Firm SEC Registration

LEO WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/1999

Series 63

Date: 5/6/1991

SIE

Date: 10/1/2018

Series 7

Date: 5/12/2003

Series 6

Date: 4/29/1991

Current Firm

LEO WEALTH, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LEO WEALTH, LLC

TRUST BUT VERIFY

Contact information

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