Lillian Sonnenschein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lillian Sonnenschein, who also goes by Lillian Levin, was a registered financial professional .
Lillian is a previously registered financial professional and started their career in finance in 1991. Lillian had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2015 - November 14, 2016
CETERA INVESTMENT ADVISERS LLC
February 6, 2015 - November 14, 2016
CETERA FINANCIAL SPECIALISTS LLC
May 17, 2012 - January 8, 2015
NEW ENGLAND SECURITIES
May 2, 2012 - May 2, 2012
NEW ENGLAND SECURITIES
March 8, 2012 - January 8, 2015
NEW ENGLAND SECURITIES
August 6, 2009 - July 5, 2011
NEW ENGLAND SECURITIES
February 11, 2009 - July 5, 2011
NEW ENGLAND SECURITIES
September 20, 2006 - April 7, 2008
VP DISTRIBUTORS LLC
February 3, 2005 - December 31, 2005
SECURIAN FINANCIAL SERVICES, INC.
February 3, 2005 - December 31, 2005
SECURIAN FINANCIAL SERVICES, INC.
March 8, 2002 - January 6, 2005
MONY SECURITIES CORPORATION
March 8, 2002 - January 6, 2005
MONY SECURITIES CORPORATION
February 19, 2002 - March 7, 2002
PENN PLAZA BROKERAGE, LTD.
April 24, 2001 - February 7, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 24, 2001 - February 7, 2002
OSAIC FA, INC.
August 25, 1999 - December 14, 2000
HORNOR, TOWNSEND & KENT, LLC
July 11, 1997 - June 10, 1999
CHASE INVESTMENT SERVICES CORP.
September 3, 1991 - July 15, 1997
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
