Janine N. Williamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janine Noelle Williamson, who also goes by Janine Marie Satterfield, Janine W Satterfield, Janine Williamson Satterfield, Janine Marie Williamson, was a registered financial professional .
Janine is a previously registered financial professional and started their career in finance in 1991. Janine had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2012 - January 31, 2025
KEY INVESTMENT SERVICES LLC
June 6, 2012 - January 31, 2025
KEY INVESTMENT SERVICES LLC
January 3, 2011 - May 31, 2012
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - May 31, 2012
WELLS FARGO CLEARING SERVICES, LLC
September 11, 2009 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
September 11, 2009 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
April 5, 2006 - September 14, 2009
U.S. BANCORP INVESTMENTS, INC.
June 22, 2005 - September 14, 2009
U.S. BANCORP INVESTMENTS, INC.
August 8, 2003 - June 20, 2005
WAMU INVESTMENTS, INC.
September 3, 1997 - January 10, 2003
U.S. BANCORP INVESTMENTS, INC.
February 5, 1996 - September 3, 1997
U.S. BANCORP SECURITIES
June 28, 1991 - May 22, 1995
WADDELL & REED
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
