John R. Niedenberger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Raymond Niedenberger JR., AIF®, CFP®, who also goes by John Niedenberger, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2003. John had worked at 1 firm and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 3, Series 2, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2012 - January 10, 2022
HUNTER ASSOCIATES LLC
January 5, 2004 - December 31, 2005
HUNTER ASSOCIATES LLC
December 18, 2003 - January 10, 2022
HUNTER ASSOCIATES LLC
Primary Firm SEC Registration
HUNTER ASSOCIATES LLC
CRD#: 30177 / SEC#: 801-42007, 8-44779
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 4/23/1991
Non-Member General Securities ExaminationCurrent Firm
HUNTER ASSOCIATES LLC
CRD#: 30177 / SEC#: 801-42007, 8-44779
Contact information
SEC notice filing (31 States and Territories)
FINRA licenses (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,334 |
| AUM (Assets Under Management) | $ 1,201,488,433 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2025 | ||
| 09/30/2024 | ||
| 07/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
