Brendon W. Myers
Professional summary
Brendon Walter Myers was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brendon is a previously registered financial advisor and started their career in finance in 1991. Prior to being barred, Brendon had worked at 4 firms, which includes RYAN BECK & CO., BEDMINSTER FINANCIAL GROUP LIMITED, RBC CAPITAL MARKETS LLC, TUCKER ANTHONY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2004 - June 23, 2006
RYAN BECK & CO.
March 19, 2004 - June 23, 2006
RYAN BECK & CO.
August 2, 2002 - April 6, 2004
BEDMINSTER FINANCIAL GROUP, LIMITED
May 22, 2002 - August 2, 2002
RBC CAPITAL MARKETS, LLC
March 9, 2002 - August 2, 2002
RBC CAPITAL MARKETS, LLC
May 13, 1991 - March 9, 2002
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RYAN BECK & CO.
CRD#: 3248 / SEC#: , 8-12296
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RYAN BECK HOLDINGS, INC | SHAREHOLDER | |
| CULLEN, THOMAS WILLIAM | CHIEF FINANCIAL OFFICER | 2702098 |
| KRUSZEWSKI, RONALD JAMES | DIRECTOR | 1434827 |
| PELLEGRINO, JOHN RICHTER | SENIOR V.P.,DIRECTOR OF COMPLIANCE | 826719 |
| PLOTKIN, BEN ALAN | CHAIRMAN AND CEO, DIRECTOR | 1692122 |
| STEGELAND, GARRY JOSEPH | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER | 1881270 |
| ZEMLYAK, JAMES MARK | DIRECTOR | 1586132 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 5 |
Red Flags
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