Brian T. Sanborn
Professional summary
Brian Thomas Sanborn, who also goes by Brian T Sanborn, is a registered financial professional currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1991. Brian has worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Thomas Sanborn's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2017 - Present
NEXPOINT SECURITIES, INC.
Office #1: 200 Crescent Court, Suite 700, Dallas, TX 75201September 21, 2016 - February 1, 2017
EMERSON EQUITY LLC
July 29, 2008 - July 6, 2016
PROVASI CAPITAL PARTNERS LP
July 26, 2006 - July 22, 2008
CABIN SECURITIES, INC.
May 26, 2006 - August 29, 2006
BURCH & COMPANY, INC
June 27, 2003 - May 10, 2006
PROVASI CAPITAL PARTNERS LP
March 6, 2000 - November 13, 2002
HILLTOP SECURITIES INC.
September 19, 1991 - March 15, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 55
Date: 6/7/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 9/27/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
NEXPOINT SECURITIES, INC.
CRD#: 165013 / SEC#: , 8-69128
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
NEXPOINT SECURITIES, INC.
CRD#: 165013Dallas, TX 75201TRUST BUT VERIFY
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