John P. Dubots
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Dubots, who also goes by John P Dubots, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1991. John had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2008 - May 21, 2009
RETIREMENT DEPOT
March 7, 2008 - November 5, 2010
AMERICAN INVESTMENT SERVICES
January 8, 2008 - January 22, 2021
JOHN P. DUBOTS CAPITAL MANAGEMENT, LLC
May 30, 2007 - December 31, 2007
SPC
September 15, 2005 - December 31, 2008
PARKLAND SECURITIES, LLC
January 18, 2000 - June 1, 2005
WOODBURY FINANCIAL SERVICES, INC.
June 22, 1995 - June 1, 2005
WOODBURY FINANCIAL SERVICES, INC.
August 22, 1994 - May 3, 1995
ARAGON FINANCIAL SERVICES, INC.
April 26, 1991 - August 27, 1994
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RETIREMENT DEPOT
CRD#: 142010 / SEC#:
Contact information
Red Flags
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