Cameron B. Ragen
ROBERT W. BAIRD & CO. | Financial Advisor, Managing Director
Indian Wells, CA
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CRD#: 2140003
Professional summary
Cameron Brooks Ragen, who also goes by Cam Ragen, is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Indian Wells, California.
Cameron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Cameron has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 4 exams.
Biography
The Ragen Group partners with successful families and individuals who seek a higher Standard of Care. The eight members of our team span multiple generations and bring a diverse level of skillsets and expertise to each of our client relationships.
Our approach to wealth management is customized based on each client's current needs, future goals, and tolerance for risk. Our philosophy stresses simplicity and transparency. Owning individual stocks and bonds as the primary focus for each portfolio allows each of our clients to understand in what companies they are invested and why. The wealth management services that we offer comprise an integral part of The Ragen Group Standard of Care: a planning and investment approach that addresses the anxieties that clients can have as they manage their family's financial health.
Question & Answer
What are your service offerings?
Trading individual securities
Philanthropic services
Financial planning
Insurance
Loans/credit services
Executive services/Equity comp...
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
3M
Are you a "fiduciary"?
Yes
Aliases
Cam Ragen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Cameron Brooks Ragen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Cameron Brooks Ragen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 7, 2014 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #2: 601 Union Street, Suite 4700, Seattle, WA 98101RIA
BD
CRD#: 8158
Indian Wells, CA
Current
November 7, 2014 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #2: 601 Union Street, Suite 4700, Seattle, WA 98101RIA
BD
CRD#: 8158
Indian Wells, CA
Past
December 1, 1998 - November 7, 2014
MCADAMS WRIGHT RAGEN, INC.
BD
CRD#: 45899
SEATTLE, WA
Past
November 18, 1998 - November 7, 2014
MCADAMS WRIGHT RAGEN, INC.
RIA
CRD#: 45899
SEATTLE, WA
Past
October 4, 1994 - December 31, 1998
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Past
July 22, 1993 - August 17, 1993
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
SAN MATEO, CA
Past
June 10, 1992 - June 10, 1993
MELHADO, FLYNN & ASSOCIATES, INC.
BD
CRD#: 7340
NEW YORK, NY
Past
June 5, 1991 - June 10, 1992
DOMINICK & DICKERMAN LLC
BD
CRD#: 7344
OLD GREENWICH, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/20/2025)
RR
Alaska(11/7/2014)
RR
Arizona(11/7/2014)
RR
Arkansas(11/7/2014)
RR
California(11/7/2014)
IAR
California(7/10/2025)
RR
Colorado(11/7/2014)
RR
Connecticut(11/7/2014)
RR
Delaware(1/22/2025)
RR
District of Columbia(2/18/2021)
RR
Florida(11/7/2014)
IAR
Florida(9/25/2017)
RR
Georgia(12/21/2015)
RR
Hawaii(11/7/2014)
RR
Idaho(11/7/2014)
RR
Illinois(11/7/2014)
RR
Indiana(11/7/2014)
RR
Kentucky(8/24/2020)
RR
Louisiana(2/25/2025)
RR
Maine(4/17/2018)
RR
Maryland(11/7/2014)
RR
Massachusetts(11/7/2014)
RR
Michigan(11/7/2014)
RR
Minnesota(11/7/2014)
RR
Missouri(11/7/2014)
RR
Montana(11/7/2014)
RR
Nevada(11/7/2014)
RR
New Hampshire(5/30/2018)
RR
New Jersey(11/7/2014)
RR
New Mexico(11/7/2014)
RR
New York(11/7/2014)
RR
North Carolina(8/21/2024)
RR
Ohio(2/2/2022)
RR
Oregon(11/7/2014)
RR
Pennsylvania(10/23/2020)
RR
South Carolina(8/1/2016)
RR
South Dakota(11/7/2014)
RR
Tennessee(11/7/2014)
RR
Texas(11/7/2014)
IAR
Texas(11/7/2014)
RR
Utah(11/7/2014)
RR
Virginia(11/7/2014)
RR
Washington(11/7/2014)
IAR
Washington(11/7/2014)
RR
West Virginia(11/22/2019)
RR
Wisconsin(8/5/2019)
RR
Wyoming(11/7/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2025 | ||
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROBERT W. BAIRD & CO. INCORPORATED
Financial Advisor, Managing DirectorCRD#: 8158Indian Wells, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
