Donald W. French
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Whitbread French, who also goes by Donald Witbread French, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1970. Donald had worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 1, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2008 - February 24, 2022
CRESAP, INC.
January 10, 1991 - April 4, 2008
RUTHERFORD, BROWN & CATHERWOOD, LLC
November 3, 1987 - January 16, 1991
LEGG MASON WOOD WALKER, INCORPORATED
October 30, 1987 - November 3, 1987
LEGG MASON MASTEN INC.
June 14, 1982 - January 16, 1991
LEGG MASON WOOD WALKER, INCORPORATED
June 3, 1982 - June 18, 1982
PRUDENTIAL EQUITY GROUP, LLC
June 25, 1973 - August 18, 1982
ELKINS & CO.
March 22, 1973 - July 15, 1973
DREXEL BURNHAM LAMBERT INCORPORATED
May 4, 1971 - July 2, 1973
DREXEL FIRESTONE INC
February 17, 1970 - June 13, 1971
THOMSON MCKINNON SECURITIES INC.
Primary Firm SEC Registration
CRESAP, INC.
CRD#: 25899 / SEC#: 801-79750, 8-42117
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 6/28/1962
Registered Representative ExaminationSeries 8
Date: 8/27/1982
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CRESAP, INC.
CRD#: 25899 / SEC#: 801-79750, 8-42117
Contact information
SEC notice filing (1 States and Territories)
FINRA licenses (44 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRESAP, MARK WINFIELD III | PRESIDENT/CHIEF COMPLIANCE OFFICER | 828898 |
Regulatory assets under management
| Total Number of Accounts | 595 |
| AUM (Assets Under Management) | $ 339,016,488 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
