Kevin L. Clayton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Loren Clayton was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1991. Kevin had worked at 4 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2018 - April 3, 2018
FRONTCOURT SECURITIES LLC
July 26, 2016 - December 7, 2017
DLX FINANCIAL GROUP, LLC
March 8, 2004 - August 1, 2014
OCM INVESTMENTS, LLC
June 7, 1991 - June 12, 1995
TCW FUNDS DISTRIBUTORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRONTCOURT SECURITIES LLC
CRD#: 283590 / SEC#: , 8-69764
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
