Gary J. Heyland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Jay Heyland, who also goes by Gary Jay Heyland, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1991. Gary had worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2011 - December 31, 2012
JEFF'S INVESTMENT GROUP, LLC.
September 4, 2008 - January 21, 2011
ADVISORS ASSET MANAGEMENT, INC.
September 4, 2008 - January 21, 2011
ADVISORS ASSET MANAGEMENT, INC.
April 1, 2008 - August 28, 2008
SCOTTRADE, INC.
May 23, 2007 - March 31, 2008
JEFF'S INVESTMENT GROUP, LLC.
January 10, 2005 - February 14, 2007
CITIGROUP GLOBAL MARKETS INC.
December 3, 2004 - February 14, 2007
CITIGROUP GLOBAL MARKETS INC.
July 22, 1997 - October 2, 2001
USAA INVESTMENT SERVICES COMPANY
December 12, 1994 - July 17, 1997
TD AMERITRADE, INC.
March 12, 1994 - November 16, 1994
FIDELITY BROKERAGE SERVICES LLC
September 1, 1993 - February 28, 1994
USAA INVESTMENT SERVICES COMPANY
September 17, 1991 - July 29, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 17, 1991 - September 16, 1991
IDS LIFE INSURANCE COMPANY
June 17, 1991 - September 16, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/13/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
JEFF'S INVESTMENT GROUP, LLC.
CRD#: 143773 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
