Ricardo Gonzalez

FUNDAMENTAL SECURITIES

WESTON, FL 33326

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CRD#: 2139772

Professional summary

Ricardo Gonzalez is a registered financial professional currently at FUNDAMENTAL SECURITIES located in Weston, Florida and ACP SECURITIES, LLC located in Miami, Florida.

Ricardo is registered as a RR (Registered Representative) and started their career in finance in 1991. Ricardo has worked at 18 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 55, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ricardo Gonzalez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2025 - Present

FUNDAMENTAL SECURITIES

Office #1: 1655 N. Commerce Parkway Suite 301, Weston, FL 33326

CRD#: 322182

WESTON, FL

Current

September 3, 2025 - Present

ACP SECURITIES, LLC

Office #1: 1200 Brickell Avenue Suite 1700, Miami, FL 33131

CRD#: 139049

MIAMI, FL

Past

April 9, 2025 - July 18, 2025

LAFISE SECURITIES LLC

CRD#: 115624

MIAMI, FL

Past

March 30, 2022 - August 11, 2023

JUSTLY MARKETS LLC

CRD#: 159572

NEW YORK, NY

Past

June 7, 2021 - March 11, 2022

DALMORE GROUP LLC

CRD#: 136352

Miami, FL

Past

September 9, 2019 - March 11, 2020

EXEMPLAR CAPITAL, LLC

CRD#: 155786

BOSTON, MA

Past

May 10, 2019 - July 18, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

Miami, FL

Past

March 1, 2017 - May 25, 2017

STATETRUST INVESTMENTS INC.

CRD#: 104651

BOCA RATON, FL

Past

March 1, 2011 - July 25, 2011

SOUZA BARROS SECURITIES, INC

CRD#: 149032

MIAMI, FL

Past

July 1, 2009 - March 10, 2011

VECTORGLOBAL IAG, INC.

RIA

CRD#: 147129

MIAMI, FL

Past

June 8, 2009 - February 7, 2011

VECTORGLOBAL WMG

CRD#: 32396

MIAMI, FL

Past

May 25, 2006 - January 14, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

MIAMI, FL

Past

May 16, 2006 - January 14, 2009

STANFORD GROUP COMPANY

CRD#: 39285

MIAMI, FL

Past

December 13, 2004 - January 11, 2006

ASD FINANCIAL SERVICES CORP

RIA

CRD#: 124901

MIAMI, FL

Past

October 18, 2004 - January 11, 2006

ASD FINANCIAL SERVICES CORP

CRD#: 124901

MIAMI, FL

Past

January 20, 2003 - November 25, 2003

DOMESTIC SECURITIES, INC.

CRD#: 34721

MONTVALE, NJ

Past

April 12, 2001 - June 1, 2001

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

November 11, 1999 - March 27, 2001

TAFFERER TRADING, LLC

CRD#: 36816

NEW YORK, NY

Past

July 31, 1993 - February 13, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 11, 1991 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/3/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/1/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 5/25/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/17/2003

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/10/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/1/2017

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 10/20/2005

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ACP SECURITIES, LLC

CRD#: 139049 / SEC#: , 8-67185

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1200 Brickell Avenue Suite 1700, Miami, FL 33131

Mailing Address

1200 Brickell Avenue Suite 1700, Miami, FL 33131

Phone number

(305) 670-4180

Established

Florida since 11/04/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (15 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ACP CAPITAL HOLDINGS, LLC	SHAREHOLDER
ANDREWS, MICHAEL ALAN	CHIEF COMPLIANCE OFFICER	6227932
ENDERE, ESTEBAN	CHIEF EXECUTIVE OFFICER	4708937
GILMAN, ROBERT CRAIG	FINOP	1738412

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ricardo Gonzalez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ricardo Gonzalez's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACP SECURITIES, LLC

LAFISE SECURITIES LLC

JUSTLY MARKETS LLC

DALMORE GROUP LLC

EXEMPLAR CAPITAL, LLC

MML INVESTORS SERVICES, LLC

STATETRUST INVESTMENTS INC.

SOUZA BARROS SECURITIES, INC

VECTORGLOBAL IAG, INC.

VECTORGLOBAL WMG

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

ASD FINANCIAL SERVICES CORP

ASD FINANCIAL SERVICES CORP

DOMESTIC SECURITIES, INC.

RUMSON CAPITAL, LLC

TAFFERER TRADING, LLC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/2004

Series 63

Date: 12/1/1999

Series 99TO

Date: 1/2/2023

SIE

Date: 5/25/2017

Series 55

Date: 3/17/2003

Series 7

Date: 11/10/1999

Series 24

Date: 5/1/2017

Series 53

Date: 10/20/2005

FINRA

Current Firm

ACP SECURITIES, LLC

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ACP SECURITIES, LLC

TRUST BUT VERIFY

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