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Ricardo Gonzalez

Some features on this profile are disabled
CRD#: 2139772
RG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ricardo Gonzalez was a registered financial professional .

Ricardo is a previously registered financial professional and started their career in finance in 1991. Ricardo had worked at 18 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 55, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 3, 2025 - March 12, 2026

ACP SECURITIES, LLC

BD
CRD#: 139049
MIAMI, FL
Past

July 3, 2025 - April 22, 2026

FUNDAMENTAL SECURITIES

BD
CRD#: 322182
WESTON, FL
Past

April 9, 2025 - July 18, 2025

LAFISE SECURITIES LLC

BD
CRD#: 115624
MIAMI, FL
Past

March 30, 2022 - August 11, 2023

JUSTLY MARKETS LLC

BD
CRD#: 159572
NEW YORK, NY
Past

June 7, 2021 - March 11, 2022

DALMORE GROUP LLC

BD
CRD#: 136352
Miami, FL
Past

September 9, 2019 - March 11, 2020

EXEMPLAR CAPITAL, LLC

BD
CRD#: 155786
BOSTON, MA
Past

May 10, 2019 - July 18, 2019

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Miami, FL
Past

March 1, 2017 - May 25, 2017

STATETRUST INVESTMENTS INC.

BD
CRD#: 104651
BOCA RATON, FL
Past

March 1, 2011 - July 25, 2011

SOUZA BARROS SECURITIES, INC

BD
CRD#: 149032
MIAMI, FL
Past

July 1, 2009 - March 10, 2011

VECTORGLOBAL IAG, INC.

RIA
CRD#: 147129
MIAMI, FL
Past

June 8, 2009 - February 7, 2011

VECTORGLOBAL WMG

BD
CRD#: 32396
MIAMI, FL
Past

May 25, 2006 - January 14, 2009

STANFORD GROUP COMPANY

RIA
CRD#: 39285
MIAMI, FL
Past

May 16, 2006 - January 14, 2009

STANFORD GROUP COMPANY

BD
CRD#: 39285
MIAMI, FL
Past

December 13, 2004 - January 11, 2006

ASD FINANCIAL SERVICES CORP

RIA
CRD#: 124901
MIAMI, FL
Past

October 18, 2004 - January 11, 2006

ASD FINANCIAL SERVICES CORP

BD
CRD#: 124901
MIAMI, FL
Past

January 20, 2003 - November 25, 2003

DOMESTIC SECURITIES, INC.

BD
CRD#: 34721
MONTVALE, NJ
Past

April 12, 2001 - June 1, 2001

RUMSON CAPITAL, LLC

BD
CRD#: 33848
MONTEBELLO, NY
Past

November 11, 1999 - March 27, 2001

TAFFERER TRADING, LLC

BD
CRD#: 36816
NEW YORK, NY
Past

July 31, 1993 - February 13, 1995

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

July 11, 1991 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/9/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/1/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 5/25/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 3/17/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/10/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/1/2017
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/20/2005
Municipal Securities Principal Examination

Current Firm

AS
ACP SECURITIES, LLC
ACP SECURITIES, LLC

CRD#: 139049 / SEC#: , 8-67185

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1200 Brickell Avenue Suite 1700, Miami, FL 33131
Mailing Address
1200 Brickell Avenue Suite 1700, Miami, FL 33131
Phone number
(305) 670-4180
Established
Florida since 11/04/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ACP CAPITAL HOLDINGS, LLCSHAREHOLDER
ANDREWS, MICHAEL ALANCHIEF COMPLIANCE OFFICER6227932
ENDERE, ESTEBANCHIEF EXECUTIVE OFFICER4708937
GILMAN, ROBERT CRAIGFINOP1738412

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ACP SECURITIES, LLC

CRD#: 139049

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