Gregory A. Hadley

CORE CAPITAL MANAGEMENT AND RESEARCH

Wilmette, IL

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CRD#: 2139748

Professional summary

Gregory Anthony Hadley is a registered financial advisor currently at CORE CAPITAL MANAGEMENT AND RESEARCH INC. located in Wilmette, Illinois.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Gregory has worked at 6 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

09/2015 - Present; Online Trading Academy; investment related; 929 Linden Ave, Wilmette, IL 60091; Options Trading Instructor for Online Trading Academy; 40-80 hours/month (40-80 during trading hours)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Anthony Hadley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2023 - Present

CORE CAPITAL MANAGEMENT AND RESEARCH INC.

RIA

CRD#: 146285

Wilmette, IL

Past

August 25, 2021 - May 8, 2023

BELPOINTE ASSET MANAGEMENT LLC

RIA

CRD#: 143440

WILMETTE, IL

Past

January 27, 2014 - August 20, 2021

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Wilmette, IL

Past

December 16, 2010 - December 31, 2011

MT RUSHMORE SECURITIES LLC

CRD#: 130955

CHICAGO, IL

Past

October 28, 2010 - November 2, 2010

CASSANDRA TRADING GROUP, LLC

CRD#: 117818

CHICAGO, IL

Past

April 30, 1997 - August 5, 1997

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORE CAPITAL MANAGEMENT AND RESEARCH INC.

15 FINANCIAL | CORE CAPITAL MANAGEMENT AND RESEARCH INC.

CRD#: 146285 / SEC#: 801-72083

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

Texas

Registered Investment Advisory firm - (12/9/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/16/2023)

IAR

Texas
(5/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/11/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/27/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/27/2010

General Securities Representative Examination

Current Firm

CORE CAPITAL MANAGEMENT AND RESEARCH INC.

15 FINANCIAL | CORE CAPITAL MANAGEMENT AND RESEARCH INC.

CRD#: 146285 / SEC#: 801-72083

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

Texas

Registered Investment Advisory firm - (12/9/2022 Terminated)

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Contact information

Main Address

3401 Allen Parkway, Houston, TX 77019

Mailing Address

Phone number

(713) 864-4300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 CORE CAPITAL MANAGEMENT FORM 2A BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	221
AUM (Assets Under Management)	$ 243,122,403

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory A. Hadley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Anthony Hadley's CRS (Customer Relationship Summary).

Certified licenses

Experience

BELPOINTE ASSET MANAGEMENT LLC

BROOKSTONE WEALTH ADVISORS, LLC

MT RUSHMORE SECURITIES LLC

CASSANDRA TRADING GROUP, LLC

SALOMON BROTHERS INC.

Primary Firm SEC Registration

CORE CAPITAL MANAGEMENT AND RESEARCH INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/11/2014

Series 66

Date: 12/27/2010

Series 7

Date: 10/27/2010

Current Firm

CORE CAPITAL MANAGEMENT AND RESEARCH INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORE CAPITAL MANAGEMENT AND RESEARCH INC.

TRUST BUT VERIFY

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