Thomas B. Freker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Bernard Freker JR., who also goes by Thomas Bernard Freker Jr, Thomas Bernard Freker, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1973. Thomas had worked at 5 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2010 - February 28, 2024
MAHALO ADVISORY SERVICES, LLC
February 6, 2007 - August 5, 2008
SECURIAN FINANCIAL SERVICES, INC.
May 17, 2004 - May 6, 2005
PARK AVENUE SECURITIES LLC
August 1, 1983 - April 6, 2004
PRUCO SECURITIES, LLC.
February 20, 1973 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 2/12/1973
Registered Representative ExaminationCurrent Firm
MAHALO ADVISORY SERVICES, LLC
CRD#: 144793 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 2,515,000 |
Red Flags
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