JH
Jerry P. Hurt
MUTUAL OF OMAHA INVESTOR SERVICES
Phoenix, AZ 85018
Some features on this profile are disabled
CRD#: 2139646
JH
Professional summary
Jerry Paul Hurt, CFP®, who also goes by J Paul Hurt, is a registered financial advisor currently at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located in Phoenix, Arizona.
Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Jerry has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J Paul Hurt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Agent - Start Date: 07/2019- Non-investment Related - Insurance lines of business: Life, Health & Annuity - Hours/per week during trading hours: 10 Treasurer or Sunrise Condo Community in Scottsdale. Do not handle any money for the organization, just review the budget for approval by the board. 2/1/2023-Present Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.
CRS (Client Relationship Summary) - RIA
Click below to view Jerry Paul Hurt's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jerry Paul Hurt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
January 11, 2018 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Office #1: 3200 East Camelback Road Suite 190, Phoenix, AZ 85018RIA
BD
CRD#: 611
Phoenix, AZ
Current
January 11, 2018 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Office #1: 3200 East Camelback Road Suite 190, Phoenix, AZ 85018RIA
BD
CRD#: 611
Phoenix, AZ
Past
October 26, 2015 - June 20, 2017
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
OVERLAND PARK, KS
Past
October 13, 2015 - June 20, 2017
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
OVERLAND PARK, KS
Past
October 22, 2012 - February 19, 2014
NEW ENGLAND SECURITIES
RIA
CRD#: 615
ST. LOUIS, MO
Past
October 22, 2012 - February 19, 2014
NEW ENGLAND SECURITIES
BD
CRD#: 615
ST. LOUIS, MO
Past
February 22, 1999 - February 19, 2014
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ST. LOUIS, MO
Past
June 12, 1991 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
CHESTERFIELD, MO
Past
June 12, 1991 - February 19, 2014
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS
CRD#: 611 / SEC#: 801-61332, 8-47290
RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/23/2023)
RR
Alaska(11/6/2019)
RR
Arizona(7/5/2019)
IAR
Arizona(7/24/2019)
RR
Arkansas(6/6/2023)
RR
California(10/4/2019)
RR
Colorado(10/4/2019)
RR
Connecticut(10/25/2023)
RR
Florida(10/4/2019)
RR
Georgia(10/25/2023)
RR
Hawaii(1/2/2024)
RR
Idaho(10/8/2019)
RR
Illinois(7/14/2021)
RR
Kansas(1/22/2018)
RR
Maine(10/25/2023)
RR
Maryland(10/25/2023)
RR
Michigan(10/7/2019)
RR
Minnesota(10/23/2023)
RR
Missouri(5/6/2021)
RR
Montana(10/23/2023)
RR
Nebraska(1/11/2018)
IAR
Nebraska(1/11/2018)
RR
Nevada(10/23/2019)
RR
New Hampshire(10/25/2023)
RR
New Jersey(10/23/2023)
RR
New Mexico(7/2/2019)
RR
New York(7/20/2021)
RR
North Carolina(10/4/2019)
RR
North Dakota(10/30/2023)
RR
Ohio(10/3/2019)
RR
Oklahoma(10/4/2019)
RR
Oregon(10/24/2019)
RR
Pennsylvania(10/24/2023)
RR
South Carolina(1/27/2022)
RR
South Dakota(5/24/2021)
RR
Tennessee(10/24/2023)
RR
Texas(10/3/2019)
RR
Utah(11/15/2023)
RR
Virginia(5/12/2021)
RR
Washington(10/3/2019)
RR
West Virginia(2/3/2022)
RR
Wisconsin(10/24/2023)
RR
Wyoming(10/30/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 9/1/1998
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS
CRD#: 611 / SEC#: 801-61332, 8-47290
RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Mailing Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Phone number
(402) 351-3102
Established
Nebraska since 09/01/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
277
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
