Timothy K. Pelcher

KEY INVESTMENT SERVICES LLC

Rochester, NY

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CRD#: 2139544

Professional summary

Timothy Kenneth Pelcher is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Rochester, New York.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Timothy has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10, Series 9, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 06/04/2015: NO BUSINESS NAME - INV REL - 117A NORTH OCEAN BLVD, SURFSIDE BEACH, SC - REAL ESTATE RENTAL - START 12/01/2010 - 1 HR/MO NONE DURING SECS TRDG HRS - CO-OWNER 2. Rental property; not investment related; 49 Middlesex Road, Rochester, NY 14610; rental property; owner; start date 4/1/2021; 2 hours per month during non-trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Kenneth Pelcher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Timothy Kenneth Pelcher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2021 - Present

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

Rochester, NY

Current

September 21, 2016 - Present

KEY INVESTMENT SERVICES LLC

Office #1: 4900 Tiedeman Road, Brooklyn, OH 44144

RIA

CRD#: 136300

Brooklyn, OH

Past

September 21, 2016 - December 31, 2016

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

Tonawanda, NY

Past

May 15, 2012 - September 21, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROCHESTER, NY

Past

May 15, 2012 - September 21, 2016

LPL FINANCIAL LLC

CRD#: 6413

ROCHESTER, NY

Past

February 22, 2007 - May 15, 2012

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

ROCHESTER, NY

Past

February 21, 2007 - May 15, 2012

HSBC SECURITIES (USA) INC.

CRD#: 19585

ROCHESTER, NY

Past

June 26, 2006 - February 6, 2007

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

ONEIDA, NY

Past

June 20, 2006 - February 6, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

ONEIDA, NY

Past

November 30, 2005 - June 27, 2006

CITIZENS SECURITIES, INC.

CRD#: 39550

BINGHAMPTON, NY

Past

March 15, 1999 - December 1, 2005

CHARTER ONE SECURITIES, INC.

CRD#: 13373

BINGHAMTON, NY

Past

January 2, 1998 - March 15, 1999

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

September 17, 1997 - December 31, 1997

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

May 13, 1991 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

May 13, 1991 - April 25, 1997

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEY INVESTMENT SERVICES LLC

CRD#: 136300 / SEC#: 801-65060, 8-66999

RIA

Registered Investment Advisory firm - SEC (1/3/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(9/21/2016)

IAR

New York
(3/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/9/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/10/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/1/2007

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/17/2007

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 51

Date: 5/1/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/6/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KEY INVESTMENT SERVICES LLC

CRD#: 136300 / SEC#: 801-65060, 8-66999

RIA

Registered Investment Advisory firm - SEC (1/3/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144

Mailing Address

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144

Phone number

(888) 547-2968

Established

Ohio since 06/08/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,131

SEC notice filing (44 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

KIS FORM ADV PART 2A APPENDIX 1 (4/21/2025)

Direct owners and executive officers

Name	Position	CRD#
KEYBANC CAPITAL MARKETS INC.	SOLE OWNER	566
CALABRESE, GIUSEPPE NMN	CO-CEO/PRESIDENT	5013231
DOUCE, MARK IVAN	CHIEF COMPLIANCE OFFICER	2959137
GULLA, MATTHEW TODD	CHIEF ADMINISTRATIVE OFFICER	3040637
HOTZ, BURTON BRUCE NICHOLAS	CHIEF RISK OFFICER	3025138
JANOFSKY, PAULA MARIE	OPERATIONS OFFICER	2882776
KOVACHICK, MARK ALLAN	CHIEF FINANCIAL OFFICER/DIRECTOR	5390571
SCHMIDT, SOLOMON LEE	CO-CEO/PRESIDENT	4404279
SKARDA, JOSEPH BRIEL	HEAD OF KEY WEALTH MANAGEMENT	4288186
THEBERGE, JONATHAN MARC	CHIEF OPERATIONS OFFICER	7722891
WEICK, PAUL ALFRED II	CHIEF LEGAL OFFICER	2286289

Regulatory assets under management

Total Number of Accounts	27,533
AUM (Assets Under Management)	$ 6,107,213,206

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy K. Pelcher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Kenneth Pelcher's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Timothy Kenneth Pelcher's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

CITIZENS SECURITIES, INC.

CHARTER ONE SECURITIES, INC.

LOCUST STREET SECURITIES, INC.

IFMG SECURITIES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

KEY INVESTMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2006

Series 63

Date: 8/9/1991

SIE

Date: 10/1/2018

Series 7

Date: 12/10/1998

Series 6

Date: 5/10/1991

Series 10

Date: 6/1/2007

Series 9

Date: 4/17/2007

Series 51

Date: 5/1/2003

Series 24

Date: 10/6/1999

FINRA

Current Firm

KEY INVESTMENT SERVICES LLC

Contact information

SEC notice filing (44 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

KEY INVESTMENT SERVICES LLC

TRUST BUT VERIFY

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