John Richard Clark
CFP®Professional Summary
John Richard Clark, CFP® is a registered financial advisor currently at WAYPOINTS FINANCIAL located in Sebring, Florida. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. John has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 23, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
WAYPOINTS FINANCIAL | WAYPOINTS FINANCIAL, LLC
Contact Information
Main Address
149 East Center Avenue, Sebring, FL 33870Phone Number
(863) 402-5650# of Employees
3SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
648AUM (Assets Under Management)
$157,721,041Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
WAYPOINTS FINANCIAL | WAYPOINTS FINANCIAL, LLC
State Registrations and Notice Filings
(3/23/2012)
(9/5/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2002About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2002About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view John Richard Clark's CRS (Customer Relationship Summary).
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