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Robert Lianghsu Hsiao

CRD# 2139381·Registered 1991 - 2011
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Lianghsu Hsiao, who also goes by Robert Liang Hsu Hsiao, was a registered financial advisor. Robert was a previously registered financial advisor and started their career in finance 1991 - 2011. Robert had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Liang Hsu Hsiao

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

THINKTRUST CAPITAL MANAGEMENT, LLC·CRD# 142345
RIA
Palo Alto, CA
August 3, 2007 - December 31, 2011
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
September 18, 1995 - September 9, 2002
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
October 19, 1992 - June 20, 1995
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
May 20, 1991 - June 19, 1992
PAULSON INVESTMENT COMPANY LLC·CRD# 5670
BD
Portland, OR
May 9, 1991 - May 29, 1991

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2006About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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